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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Richmond, CA

Every SEC-registered investment adviser representative at a firm office in Richmond, with the firms that employ the most of them.

14 registered advisors work in Richmond; the most are at Cetera Investment Advisers LLC (2). 4 list the CFP designation and 11 are also registered broker representatives.

Firms with the most advisors in Richmond

FirmAdvisors in Richmond
Cetera Investment Advisers LLC news2
J.P. Morgan Securities LLC news2
Principal Securities, Inc.2
Ameriprise Financial Services, LLC news1
Compound Planning, Inc.1
Krystal Fortner1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Morgan Stanley news1
Osaic Wealth, Inc. news1
Raymond James Financial Services Advisors, Inc. news1
Wholeness Financial1

Advisors in Richmond, A to Z

CFP advisors in Richmond →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Richmond, CA?

14 investment adviser representatives are registered at firm offices in Richmond, California, according to the SEC's Investment Adviser Public Disclosure records. 11 of them are also registered as broker representatives, and 4 list the CFP designation.

Which firm has the most financial advisors in Richmond?

Cetera Investment Advisers LLC, with 2 registered advisors in Richmond, followed by J.P. Morgan Securities LLC with 2.

How do I check a financial advisor in Richmond?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.