Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
IN Freehold Wealth Management brings $576M to Osaic in multigenerational moveIN Sanctuary Wealth adds elder care platform to advisor toolkitIN Beyond tax loss harvesting: why long-short strategies demand a harder lookIN Investors still want advisors, even as AI expands investment choicesIN AI poses moderate disruption risk to wealth managers and retail banks, Fitch saysRB Vanguard is fulfilling Salim Ramji's May 1 promised renewal of 'Flagship' platinum tier service after it eroded, and he's willing to count non-Vanguard funds against the $1-million minimum for the first timeIN RIA IPO 'probably' coming within two years, dealmaker predictsIN Women Advisor Summit 2026: Get set for 'extraordinary' gathering of industry’s female leaders4K IRS Expands Retirement Plan Error Corrections, Creates New IRA ProgramWM New Options Emerge for Providing Liquidity to Evergreen Fund Market

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Novato, CA

Every SEC-registered investment adviser representative at a firm office in Novato, with the firms that employ the most of them.

73 registered advisors work in Novato; the most are at LPL Financial LLC (15). 0 list the CFP designation and 54 are also registered broker representatives.

Firms with the most advisors in Novato

FirmAdvisors in Novato
LPL Financial LLC news15
Osaic Wealth, Inc. news5
Strategic Advisers LLC5
Wells Fargo Clearing Services, LLC news5
Alpha Wealth Management And Planning LLC4
Edward Jones news4
J.P. Morgan Securities LLC news4
Wealth Enhancement Advisory Services, LLC news3
Alders Financial Solutions2
Ameriprise Financial Services, LLC news2
Hutchinson & Ziegler Financial Advisors, Inc.2
Ketron Financial LLC2
Sonoma Private Wealth LLC2
State Farm Investment Management Corp.2
245 Investments LLC1
Asti Financial Management1
Baughman Financial Group1
Brookstone Wealth Advisors, LLC1
Charles Schwab & Co., Inc. news1
Commonwealth Financial Network news1
Fedeli Financial, LLC1
Full Compass Investment Advisors1
Hennessy Advisors, Inc.1
Jack Point Advisors, LLC1
MML Investors Services, LLC1

Advisors in Novato, A to Z

Search all of California →

Other cities in California

All of California →

San Diego 3,692Los Angeles 3,528San Francisco 3,395Newport Beach 1,868Irvine 1,751Pasadena 1,138Walnut Creek 1,114San Jose 962Beverly Hills 692Westlake Village 638Roseville 633Sacramento 613Palo Alto 546Torrance 513La Jolla 490Santa Barbara 454Carlsbad 446Fresno 446El Segundo 438San Rafael 434Menlo Park 432Woodland Hills 377San Mateo 373Long Beach 359

Questions

How many financial advisors are in Novato, CA?

73 investment adviser representatives are registered at firm offices in Novato, California, according to the SEC's Investment Adviser Public Disclosure records. 54 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Novato?

LPL Financial LLC, with 15 registered advisors in Novato, followed by Osaic Wealth, Inc. with 5.

How do I check a financial advisor in Novato?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.