Financial ADVSR advisor directory · SEC adviser records
LPL Financial LLC financial advisors in Novato, CA
Every SEC-registered investment adviser representative at a LPL Financial LLC office in Novato, A to Z.
The short answer
15 registered advisors work at LPL Financial LLC in Novato, out of 21,094 at the firm nationwide; it ranks number 1 in the city by advisors. 3 list the CFP designation and 15 are also registered broker representatives.
LPL Financial LLC advisors in Novato, A to Z
Every LPL Financial LLC advisor →- Evan BernardyAlso a broker rep
- Keith J. BernardyAlso a broker rep
- Frank B. BrunoCertified Financial Planner · Also a broker rep
- Thomas B. DavisAlso a broker rep
- Edgar De LunaAlso a broker rep
- George H. EliasAlso a broker rep
- Peter F. KeatingAlso a broker rep
- Tracy A. LamondChartered Financial Analyst · Also a broker rep
- Samuel N. OliverCertified Financial Planner · Also a broker rep
- Lauren A. PattersonCertified Financial Planner · Also a broker rep
- Mario A. Pometta IIIAlso a broker rep
- Timothy J. RussellAlso a broker rep
- Elizabeth D. Strong-CooverAlso a broker rep
- Matthew TarantinoAlso a broker rep
- Phylos E. ToblerAlso a broker rep
LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →
LPL Financial LLC advisors in other cities
San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70
Other firms in Novato
All Novato advisors →Osaic Wealth, Inc. 5Strategic Advisers LLC 5Wells Fargo Clearing Services, LLC 5Alpha Wealth Management And Planning LLC 4Edward Jones 4J.P. Morgan Securities LLC 4Wealth Enhancement Advisory Services, LLC 3
Questions
How many financial advisors does LPL Financial LLC have in Novato?
15 investment adviser representatives are registered at LPL Financial LLC offices in Novato, California, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 3 list the CFP designation and 15 are also registered as broker representatives.
Is LPL Financial LLC one of the largest advisor employers in Novato?
LPL Financial LLC ranks number 1 in Novato by registered advisors, ahead of Osaic Wealth, Inc. (5).
How do I check a LPL Financial LLC advisor in Novato?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.