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Financial ADVSR advisor directory · SEC adviser records

J.P. Morgan Securities LLC financial advisors in Novato, CA

Every SEC-registered investment adviser representative at a J.P. Morgan Securities LLC office in Novato, A to Z.

The short answer

2 registered advisors work at J.P. Morgan Securities LLC in Novato, out of 12,970 at the firm nationwide; it ranks number 7 in the city by advisors. 0 list the CFP designation and 2 are also registered broker representatives.

J.P. Morgan Securities LLC advisors in Novato, A to Z

Every J.P. Morgan Securities LLC advisor →

J.P. Morgan Securities LLC advisors in every city and state →J.P. Morgan Securities LLC: assets, clients and custodians →J.P. Morgan news and advisor moves →Advisor Moves: who changed firms this week →

J.P. Morgan Securities LLC advisors in other cities

New York, NY 1,933Chicago, IL 570Miami, FL 405Columbus, OH 392Los Angeles, CA 308Houston, TX 305San Francisco, CA 286Boston, MA 251Dallas, TX 213Plano, TX 200Irvine, CA 179Atlanta, GA 166Tempe, AZ 141Greenwich, CT 136San Antonio, TX 133

Other firms in Novato

All Novato advisors →

LPL Financial LLC 15Osaic Wealth, Inc. 5Strategic Advisers LLC 5Wells Fargo Clearing Services, LLC 5Alpha Wealth Management And Planning LLC 4Edward Jones 4Wealth Enhancement Advisory Services, LLC 3

Questions

How many financial advisors does J.P. Morgan Securities LLC have in Novato?

2 investment adviser representatives are registered at J.P. Morgan Securities LLC offices in Novato, California, according to the SEC's Investment Adviser Public Disclosure records, out of 12,970 nationwide. 0 list the CFP designation and 2 are also registered as broker representatives.

Is J.P. Morgan Securities LLC one of the largest advisor employers in Novato?

J.P. Morgan Securities LLC ranks number 7 in Novato by registered advisors; LPL Financial LLC has the most, with 15.

How do I check a J.P. Morgan Securities LLC advisor in Novato?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the J.P. Morgan Securities LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.