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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Costa Mesa, CA

Every SEC-registered investment adviser representative at a firm office in Costa Mesa, with the firms that employ the most of them.

181 registered advisors work in Costa Mesa; the most are at Osaic Wealth, Inc. (17). 0 list the CFP designation and 113 are also registered broker representatives.

Firms with the most advisors in Costa Mesa

FirmAdvisors in Costa Mesa
Osaic Wealth, Inc. news17
Captrust news16
LPL Financial LLC news14
Strategic Advisers LLC10
Check Capital Management Inc.9
Citigroup Global Markets Inc. news6
Edward Jones news6
Independent Financial Group, LLC6
Sovran Advisors, LLC6
Cetera Investment Advisers LLC news5
Edelman Financial Engines news5
Leisure Capital Management, Inc.5
Cerity Partners LLC news4
Apella Wealth3
Braypark Wealth Management3
Cs Tomasi Wealth Management3
Fifth Third Securities, Inc.3
Park Avenue Securities LLC3
Raymond James Financial Services Advisors, Inc. news3
Rwa Wealth Partners3
Spc3
State Farm Investment Management Corp.3
Thrivent Investment Management Inc.3
Cambridge Investment Research Advisors, Inc. news2
Centaurus Financial, Inc.2

Advisors in Costa Mesa, A to Z

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Other cities in California

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San Diego 3,692Los Angeles 3,528San Francisco 3,395Newport Beach 1,868Irvine 1,751Pasadena 1,138Walnut Creek 1,114San Jose 962Beverly Hills 692Westlake Village 638Roseville 633Sacramento 613Palo Alto 546Torrance 513La Jolla 490Santa Barbara 454Carlsbad 446Fresno 446El Segundo 438San Rafael 434Menlo Park 432Woodland Hills 377San Mateo 373Long Beach 359

Questions

How many financial advisors are in Costa Mesa, CA?

181 investment adviser representatives are registered at firm offices in Costa Mesa, California, according to the SEC's Investment Adviser Public Disclosure records. 113 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Costa Mesa?

Osaic Wealth, Inc., with 17 registered advisors in Costa Mesa, followed by Captrust with 16.

How do I check a financial advisor in Costa Mesa?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.