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Financial ADVSR advisor directory · SEC adviser records

Cetera Investment Advisers LLC financial advisors in Costa Mesa, CA

Every SEC-registered investment adviser representative at a Cetera Investment Advisers LLC office in Costa Mesa, A to Z.

The short answer

5 registered advisors work at Cetera Investment Advisers LLC in Costa Mesa, out of 9,243 at the firm nationwide; it ranks number 9 in the city by advisors. 1 list the CFP designation and 5 are also registered broker representatives.

Cetera Investment Advisers LLC advisors in Costa Mesa, A to Z

Every Cetera Investment Advisers LLC advisor →

Cetera Investment Advisers LLC advisors in every city and state →Cetera Investment Advisers LLC: assets, clients and custodians →Cetera news and advisor moves →Advisor Moves: who changed firms this week →

Cetera Investment Advisers LLC advisors in other cities

San Diego, CA 104Phoenix, AZ 96Omaha, NE 95Dallas, TX 85Schaumburg, IL 85St Louis, MO 83Minneapolis, MN 80Houston, TX 76El Segundo, CA 70Scottsdale, AZ 69New York, NY 65Overland Park, KS 64St Cloud, MN 57Tampa, FL 54Honolulu, HI 52

Other firms in Costa Mesa

All Costa Mesa advisors →

Osaic Wealth, Inc. 18Captrust 16LPL Financial LLC 11Check Capital Management Inc. 8Citigroup Global Markets Inc. 8Strategic Advisers LLC 7Edward Jones 6Independent Financial Group, LLC 6Fifth Third Securities, Inc. 5Leisure Capital Management, Inc. 5Sovran Advisors, LLC 5Edelman Financial Engines 4

Questions

How many financial advisors does Cetera Investment Advisers LLC have in Costa Mesa?

5 investment adviser representatives are registered at Cetera Investment Advisers LLC offices in Costa Mesa, California, according to the SEC's Investment Adviser Public Disclosure records, out of 9,243 nationwide. 1 list the CFP designation and 5 are also registered as broker representatives.

Is Cetera Investment Advisers LLC one of the largest advisor employers in Costa Mesa?

Cetera Investment Advisers LLC ranks number 9 in Costa Mesa by registered advisors; Osaic Wealth, Inc. has the most, with 18.

How do I check a Cetera Investment Advisers LLC advisor in Costa Mesa?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Cetera Investment Advisers LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.