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Financial ADVSR advisor directory · SEC adviser records

Spc financial advisors in Costa Mesa, CA

Every SEC-registered investment adviser representative at a Spc office in Costa Mesa, A to Z.

3 registered advisors work at Spc in Costa Mesa, out of 441 at the firm nationwide; it ranks number 21 in the city by advisors. 2 list the CFP designation and 3 are also registered broker representatives.

Spc advisors in Costa Mesa, A to Z

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Spc advisors in every city and state →Spc: assets, clients and custodians →Advisor Moves: who changed firms this week →

Spc advisors in other cities

Ann Arbor, MI 191Novi, MI 5Allen Park, MI 4Colorado Springs, CO 4Lansing, MI 4Mount Prospect, IL 4Plymouth Meeting, PA 4Toledo, OH 4Troy, MI 4Grand Rapids, MI 3Irvine, CA 3Lebanon, PA 3Okemos, MI 3Plymouth, MI 3Saginaw, MI 3

Other firms in Costa Mesa

All Costa Mesa advisors →

Osaic Wealth, Inc. 18Captrust 16LPL Financial LLC 11Check Capital Management Inc. 8Citigroup Global Markets Inc. 8Strategic Advisers LLC 7Edward Jones 6Independent Financial Group, LLC 6Cetera Investment Advisers LLC 5Fifth Third Securities, Inc. 5Leisure Capital Management, Inc. 5Sovran Advisors, LLC 5

Questions

How many financial advisors does Spc have in Costa Mesa?

3 investment adviser representatives are registered at Spc offices in Costa Mesa, California, according to the SEC's Investment Adviser Public Disclosure records, out of 441 nationwide. 2 list the CFP designation and 3 are also registered as broker representatives.

Is Spc one of the largest advisor employers in Costa Mesa?

Spc ranks number 21 in Costa Mesa by registered advisors; Osaic Wealth, Inc. has the most, with 18.

How do I check a Spc advisor in Costa Mesa?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Spc office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.