Financial ADVSR advisor directory · SEC adviser records
Spc financial advisors in Plymouth, MI
Every SEC-registered investment adviser representative at a Spc office in Plymouth, A to Z.
3 registered advisors work at Spc in Plymouth, out of 441 at the firm nationwide; it ranks number 20 in the city by advisors. 1 list the CFP designation and 3 are also registered broker representatives.
Spc advisors in Plymouth, A to Z
Every Spc advisor →- Richard D. LaxAlso a broker rep
- Timothy R. RosiakCertified Financial Planner · Also a broker rep
- Mark J. WoolhiserAlso a broker rep
Spc advisors in every city and state →Spc: assets, clients and custodians →Advisor Moves: who changed firms this week →
Spc advisors in other cities
Ann Arbor, MI 191Novi, MI 5Allen Park, MI 4Colorado Springs, CO 4Lansing, MI 4Mount Prospect, IL 4Plymouth Meeting, PA 4Toledo, OH 4Troy, MI 4Costa Mesa, CA 3Grand Rapids, MI 3Irvine, CA 3Lebanon, PA 3Okemos, MI 3Saginaw, MI 3
Other firms in Plymouth
All Plymouth advisors →UBS Financial Services Inc. 25Raymond James & Associates, Inc. 16J.P. Morgan Securities LLC 15Edward Jones 7LPL Financial LLC 7Ameriprise Financial Services, LLC 5Cetera Investment Advisers LLC 5Equitable Advisors, LLC 4Gem Asset Management, LLC 4Oppenheimer & Co. Inc. 4Raymond James Financial Services Advisors, Inc. 4Thrivent Investment Management Inc. 4
Questions
How many financial advisors does Spc have in Plymouth?
3 investment adviser representatives are registered at Spc offices in Plymouth, Michigan, according to the SEC's Investment Adviser Public Disclosure records, out of 441 nationwide. 1 list the CFP designation and 3 are also registered as broker representatives.
Is Spc one of the largest advisor employers in Plymouth?
Spc ranks number 20 in Plymouth by registered advisors; UBS Financial Services Inc. has the most, with 25.
How do I check a Spc advisor in Plymouth?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Spc office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.