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Financial ADVSR advisor directory · SEC adviser records

Spc financial advisors in Mount Prospect, IL

Every SEC-registered investment adviser representative at a Spc office in Mount Prospect, A to Z.

The short answer

4 registered advisors work at Spc in Mount Prospect, out of 442 at the firm nationwide; it ranks number 2 in the city by advisors. 1 list the CFP designation and 4 are also registered broker representatives.

Spc advisors in Mount Prospect, A to Z

Every Spc advisor →

Spc advisors in every city and state →Spc: assets, clients and custodians →Advisor Moves: who changed firms this week →

Spc advisors in other cities

Ann Arbor, MI 196Allen Park, MI 4Colorado Springs, CO 4Lansing, MI 4Novi, MI 4Plymouth, MI 4Toledo, OH 4Costa Mesa, CA 3Grand Rapids, MI 3Lebanon, PA 3Murray, UT 3Okemos, MI 3Plymouth Meeting, PA 3Saginaw, MI 3Troy, MI 3

Other firms in Mount Prospect

All Mount Prospect advisors →

Edward Jones 7

Questions

How many financial advisors does Spc have in Mount Prospect?

4 investment adviser representatives are registered at Spc offices in Mount Prospect, Illinois, according to the SEC's Investment Adviser Public Disclosure records, out of 442 nationwide. 1 list the CFP designation and 4 are also registered as broker representatives.

Is Spc one of the largest advisor employers in Mount Prospect?

Spc ranks number 2 in Mount Prospect by registered advisors; Edward Jones has the most, with 7.

How do I check a Spc advisor in Mount Prospect?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Spc office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.