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Financial ADVSR advisor directory · SEC adviser records

Principal Securities, Inc. financial advisors in Irvine, CA

Every SEC-registered investment adviser representative at a Principal Securities, Inc. office in Irvine, A to Z.

The short answer

11 registered advisors work at Principal Securities, Inc. in Irvine, out of 1,318 at the firm nationwide; it ranks number 36 in the city by advisors. 1 list the CFP designation and 11 are also registered broker representatives.

Principal Securities, Inc. advisors in Irvine, A to Z

Every Principal Securities, Inc. advisor →

Principal Securities, Inc. advisors in every city and state →Principal Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Principal Securities, Inc. advisors in other cities

Des Moines, IA 175West Des Moines, IA 70Minnetonka, MN 30Tampa, FL 24Sioux Falls, SD 22Atlanta, GA 20Raleigh, NC 19Roseville, CA 19Charlotte, NC 18Overland Park, KS 18Wayne, PA 18Wauwatosa, WI 17Downers Grove, IL 16Melville, NY 16San Diego, CA 16

Other firms in Irvine

All Irvine advisors →

J.P. Morgan Securities LLC 191Wells Fargo Clearing Services, LLC 136Morgan Stanley 102Merrill Lynch, Pierce, Fenner & Smith Incorporated 65LPL Financial LLC 61LPL Enterprise, LLC 59Equitable Advisors, LLC 46Osaic Wealth, Inc. 45Cooper McManus 32UBS Financial Services Inc. 31Strategic Advisers LLC 30Charles Schwab & Co., Inc. 27

Questions

How many financial advisors does Principal Securities, Inc. have in Irvine?

11 investment adviser representatives are registered at Principal Securities, Inc. offices in Irvine, California, according to the SEC's Investment Adviser Public Disclosure records, out of 1,318 nationwide. 1 list the CFP designation and 11 are also registered as broker representatives.

Is Principal Securities, Inc. one of the largest advisor employers in Irvine?

Principal Securities, Inc. ranks number 36 in Irvine by registered advisors; J.P. Morgan Securities LLC has the most, with 191.

How do I check a Principal Securities, Inc. advisor in Irvine?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Principal Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.