Financial ADVSR advisor directory · SEC adviser records
UBS Financial Services Inc. financial advisors in Irvine, CA
Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Irvine, A to Z.
The short answer
31 registered advisors work at UBS Financial Services Inc. in Irvine, out of 8,476 at the firm nationwide; it ranks number 11 in the city by advisors. 2 list the CFP designation and 31 are also registered broker representatives.
UBS Financial Services Inc. advisors in Irvine, A to Z
Every UBS Financial Services Inc. advisor →- Jolene G. AlbrechtAlso a broker rep
- Kenneth M. CallanAlso a broker rep
- Robert M. CarverAlso a broker rep
- Connor ColeAlso a broker rep
- Karen DryerAlso a broker rep
- Justin D. EquitzCertified Financial Planner · Also a broker rep
- Cheryl A. GeeCertified Financial Planner · Also a broker rep
- Samantha K. HodgesAlso a broker rep
- Jammie L. HunterAlso a broker rep
- Joseph P. KatzaroffAlso a broker rep
- Toma L. KayAlso a broker rep
- Velios A. KodomichalosAlso a broker rep
- Kristin A. LandisAlso a broker rep
- Liling C. LeeAlso a broker rep
- Jaime A. LowryAlso a broker rep
- Steven P. NassauAlso a broker rep
- Sean P. OdayAlso a broker rep
- Cameron J. PriceAlso a broker rep
- Christopher R. PriceAlso a broker rep
- Gary D. RothAlso a broker rep
- Luke C. SchellAlso a broker rep
- Benjamin C. SchroderAlso a broker rep
- Dana B. TerryAlso a broker rep
- Taylor M. ThompsonAlso a broker rep
- William B. ThompsonAlso a broker rep
- Keith H. TranAlso a broker rep
- Timothy W. Tunney Jr.Also a broker rep
- Sze Yiu WongAlso a broker rep
- Howard L. WooAlso a broker rep
- Yvette T. WrightAlso a broker rep
- Bei XiongAlso a broker rep
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UBS Financial Services Inc. advisors in other cities
New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121
Other firms in Irvine
All Irvine advisors →J.P. Morgan Securities LLC 179Wells Fargo Clearing Services, LLC 135Morgan Stanley 101Merrill Lynch, Pierce, Fenner & Smith Incorporated 69LPL Financial LLC 66LPL Enterprise, LLC 59Equitable Advisors, LLC 51Osaic Wealth, Inc. 45Cooper McManus 34Strategic Advisers LLC 30Charles Schwab & Co., Inc. 27Transamerica Financial Advisors, LLC 25
Questions
How many financial advisors does UBS Financial Services Inc. have in Irvine?
31 investment adviser representatives are registered at UBS Financial Services Inc. offices in Irvine, California, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 2 list the CFP designation and 31 are also registered as broker representatives.
Is UBS Financial Services Inc. one of the largest advisor employers in Irvine?
UBS Financial Services Inc. ranks number 11 in Irvine by registered advisors; J.P. Morgan Securities LLC has the most, with 179.
How do I check a UBS Financial Services Inc. advisor in Irvine?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.