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Financial ADVSR advisor directory · SEC adviser records

Principal Securities, Inc. financial advisors in Elk Grove, CA

Every SEC-registered investment adviser representative at a Principal Securities, Inc. office in Elk Grove, A to Z.

The short answer

8 registered advisors work at Principal Securities, Inc. in Elk Grove, out of 1,318 at the firm nationwide; it ranks number 1 in the city by advisors. 1 list the CFP designation and 8 are also registered broker representatives.

Principal Securities, Inc. advisors in Elk Grove, A to Z

Every Principal Securities, Inc. advisor →

Principal Securities, Inc. advisors in every city and state →Principal Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Principal Securities, Inc. advisors in other cities

Des Moines, IA 175West Des Moines, IA 70Minnetonka, MN 30Tampa, FL 24Sioux Falls, SD 22Atlanta, GA 20Raleigh, NC 19Roseville, CA 19Charlotte, NC 18Overland Park, KS 18Wayne, PA 18Wauwatosa, WI 17Downers Grove, IL 16Melville, NY 16San Diego, CA 16

Other firms in Elk Grove

All Elk Grove advisors →

J.P. Morgan Securities LLC 7Cetera Investment Advisers LLC 4Edward Jones 4LPL Financial LLC 4Strategic Advisers LLC 4Cambridge Investment Research Advisors, Inc. 3Commonwealth Financial Network 3Merrill Lynch, Pierce, Fenner & Smith Incorporated 3Transamerica Financial Advisors, LLC 3Wells Fargo Clearing Services, LLC 3

Questions

How many financial advisors does Principal Securities, Inc. have in Elk Grove?

8 investment adviser representatives are registered at Principal Securities, Inc. offices in Elk Grove, California, according to the SEC's Investment Adviser Public Disclosure records, out of 1,318 nationwide. 1 list the CFP designation and 8 are also registered as broker representatives.

Is Principal Securities, Inc. one of the largest advisor employers in Elk Grove?

Principal Securities, Inc. ranks number 1 in Elk Grove by registered advisors, ahead of J.P. Morgan Securities LLC (7).

How do I check a Principal Securities, Inc. advisor in Elk Grove?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Principal Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.