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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Elk Grove, CA

Every SEC-registered investment adviser representative at a firm office in Elk Grove, with the firms that employ the most of them.

76 registered advisors work in Elk Grove; the most are at Principal Securities, Inc. (8). 5 list the CFP designation and 66 are also registered broker representatives.

Firms with the most advisors in Elk Grove

FirmAdvisors in Elk Grove
Principal Securities, Inc.8
J.P. Morgan Securities LLC news6
Strategic Advisers LLC6
LPL Financial LLC news5
Cetera Investment Advisers LLC news4
Edward Jones news4
Wells Fargo Clearing Services, LLC news4
Cambridge Investment Research Advisors, Inc. news3
Commonwealth Financial Network news3
Merrill Lynch, Pierce, Fenner & Smith Incorporated news3
Raymond James Financial Services Advisors, Inc. news3
Transamerica Financial Advisors, LLC3
Ameriprise Financial Services, LLC news2
Eagle Strategies LLC2
Osaic Wealth, Inc. news2
State Farm Investment Management Corp.2
American Beacon Advisors, Inc.1
Berthel, Fisher & Company Financial Services, Inc.1
Blueprint Investments And Tax Planning1
Brickley Wealth Management1
Citigroup Global Markets Inc. news1
Concorde Asset Management, LLC1
Finmentum LLC1
Gwan Global Services, Corp.1
Hansen & Associates Financial Group Inc.1

Advisors in Elk Grove, A to Z

CFP advisors in Elk Grove →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Elk Grove, CA?

76 investment adviser representatives are registered at firm offices in Elk Grove, California, according to the SEC's Investment Adviser Public Disclosure records. 66 of them are also registered as broker representatives, and 5 list the CFP designation.

Which firm has the most financial advisors in Elk Grove?

Principal Securities, Inc., with 8 registered advisors in Elk Grove, followed by J.P. Morgan Securities LLC with 6.

How do I check a financial advisor in Elk Grove?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.