Wealth manager, independent · ANN Arbor, MI
Concorde Asset Management, LLC
SEC-registered investment adviser · CRD 140367 · SEC 801-74519
At a glance
Concorde Asset Management, LLC is an SEC-registered investment adviser based in ANN Arbor, Michigan, with $598 million in regulatory assets under management as of its Form ADV filed July 24, 2026. Its largest client group by assets is individuals, and it reports 3,689 individual clients. By Form ADV it is a wealth manager, ranked 2,497th of 8,915 wealth managers and 7,117th of 17,210 SEC-registered advisers by assets.
Main office 248-824-6710concordeis.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $598M
- Rank among wealth managers
- #2,497 of 8,915
- Rank among all SEC RIAs
- #7,117 of 17,210
- Rank in Michigan
- #107 of 305
- Individual clients
- 3,689
- High-net-worth clients
- 38
- Accounts
- 3,705
- Discretionary
- 98% of AUM
- Employees
- 76
- Advisory staff
- 67
- Offices
- 57
Owners and executives on its Form ADV
- Kathleen A. HoferChief Financial Officer
- Danielle L. DelongchampPresident, Chief Operating Officer
- John H. GakenheimerExecutive Vice President
- Marc A. MorellChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Concorde Asset Management, LLC is a hybrid RIA: 67 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Concorde Investment Services, LLC.
- Concorde Investment Services, LLC ↗CRD 151604
An introducing broker-dealer: its trades clear through Pershing and RBC Capital Markets, which hold the brokerage accounts. Its annual audited report filed with the SEC, April 2026
Its Form ADV brochure (filed July 2026) names Concorde Investment Services as the broker-dealer its advisers are registered with.
CONCORDE ASSET MANAGEMENT, LLC JULY 9, 2026 www.concordeis.com | P: 248.824.6710 | 3909 Research Park Drive, Suite 200 | Ann Arbor, MI 48108 Dated July 2026 | Securities offered through Concorde Investment Services, LLC, member FINRA/SIPC.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 3,651 | $442M | 74% |
| High-net-worth individuals | 38 | $150M | 25% |
| Corporations or other businesses | 7 | $5M | <1% |
| Pension and profit sharing plans | 8 | $1M | <1% |
| Charitable organizations | 1 | $0M | <1% |
Disciplinary disclosures
Concorde Asset Management, LLC answers yes to 18 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗concordeis.com ↗
AtlasMembers
The full record on Concorde Asset Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 4,944 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Concorde Asset Management, LLC manage?
Concorde Asset Management, LLC reports $598 million in regulatory assets under management across 3,705 accounts, 98% of it on a discretionary basis, on its Form ADV filed July 24, 2026.
What kind of firm is Concorde Asset Management, LLC?
Concorde Asset Management, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Concorde Asset Management, LLC’s clients?
By assets, its largest client types are individuals ($442 million, 3,651 clients); high-net-worth individuals ($150 million, 38 clients); corporations or other businesses ($5 million, 7 clients).
Does Concorde Asset Management, LLC have any disciplinary history?
Concorde Asset Management, LLC answers yes to 18 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Concorde Asset Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →