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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Setauket, NY

Every SEC-registered investment adviser representative at a firm office in Setauket, with the firms that employ the most of them.

The short answer

13 registered advisors work in Setauket; the most are at Branch Financial Services, Inc. (2). 1 list the CFP designation and 11 are also registered broker representatives.

Firms with the most advisors in Setauket

FirmAdvisors in Setauket
Branch Financial Services, Inc.2
Cetera Investment Advisers LLC news2
Concorde Asset Management, LLC2
Cambridge Investment Research Advisors, Inc. news1
Farther news1
J.P. Morgan Securities LLC news1
LPL Financial LLC news1
Lincoln Investment1
MML Investors Services, LLC1
Neuberger Berman Bd LLC1
Old Field Advisors LLC1
Osaic Wealth, Inc. news1

Advisors in Setauket, A to Z

CFP advisors in Setauket →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in Setauket, NY?

13 investment adviser representatives are registered at firm offices in Setauket, New York, according to the SEC's Investment Adviser Public Disclosure records. 11 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in Setauket?

Branch Financial Services, Inc., with 2 registered advisors in Setauket, followed by Cetera Investment Advisers LLC with 2.

How do I check a financial advisor in Setauket?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.