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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Staten Island, NY

Every SEC-registered investment adviser representative at a firm office in Staten Island, with the firms that employ the most of them.

234 registered advisors work in Staten Island; the most are at Cetera Investment Advisers LLC (33). 25 list the CFP designation and 207 are also registered broker representatives.

Firms with the most advisors in Staten Island

FirmAdvisors in Staten Island
Cetera Investment Advisers LLC news33
LPL Financial LLC news25
J.P. Morgan Securities LLC news23
Merrill Lynch, Pierce, Fenner & Smith Incorporated news21
Chelsea Advisory Services, Inc.14
Ameriprise Financial Services, LLC news12
Citigroup Global Markets Inc. news12
MML Investors Services, LLC8
Strategic Advisers LLC8
Wells Fargo Advisors Financial Network, LLC news6
Santander Securities LLC5
Cambridge Investment Research Advisors, Inc. news4
Eagle Strategies LLC4
Edelman Financial Engines news3
Edward Jones news3
LPL Enterprise, LLC news3
Park Avenue Securities LLC3
Purevest3
Vcp Financial LLC3
Cetera Planning Partners news2
Equitable Advisors, LLC news2
Fortis Capital Advisors, LLC news2
State Farm Investment Management Corp.2
Wealthnest Capital Inc.2
&Partners news1

Advisors in Staten Island, A to Z

CFP advisors in Staten Island →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124Rye Brook 123

Questions

How many financial advisors are in Staten Island, NY?

234 investment adviser representatives are registered at firm offices in Staten Island, New York, according to the SEC's Investment Adviser Public Disclosure records. 207 of them are also registered as broker representatives, and 25 list the CFP designation.

Which firm has the most financial advisors in Staten Island?

Cetera Investment Advisers LLC, with 33 registered advisors in Staten Island, followed by LPL Financial LLC with 25.

How do I check a financial advisor in Staten Island?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.