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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Amherst, NY

Every SEC-registered investment adviser representative at a firm office in Amherst, with the firms that employ the most of them.

217 registered advisors work in Amherst; the most are at MML Investors Services, LLC (65). 24 list the CFP designation and 188 are also registered broker representatives.

Firms with the most advisors in Amherst

FirmAdvisors in Amherst
MML Investors Services, LLC65
Osaic Wealth, Inc. news31
Lincoln Investment13
Pfs Investments Inc.12
Principal Securities, Inc.9
Ameriprise Financial Services, LLC news7
Tiaa-Cref Individual & Institutional Services, LLC7
F L Putnam Investment Management Co.6
LPL Financial LLC news6
Equity Services, Inc.5
Nottingham Advisors Inc.5
Pathway Partners Wealth Advisors, LLC5
Charles Schwab & Co., Inc. news4
Hsbc Securities (USA) Inc.4
Key Investment Services LLC4
Cambridge Investment Research Advisors, Inc. news3
McCollum Christoferson Group, LLC3
Thrivent Investment Management Inc.3
Argus Equity Partners, LLC2
Belpointe Asset Management LLC2
Capital Analysts2
Edelman Financial Engines news2
LPL Enterprise, LLC news2
Mollot & Hardy, Inc.2
Orchestral Financial Group Inc.2

Advisors in Amherst, A to Z

CFP advisors in Amherst →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124Rye Brook 123

Questions

How many financial advisors are in Amherst, NY?

217 investment adviser representatives are registered at firm offices in Amherst, New York, according to the SEC's Investment Adviser Public Disclosure records. 188 of them are also registered as broker representatives, and 24 list the CFP designation.

Which firm has the most financial advisors in Amherst?

MML Investors Services, LLC, with 65 registered advisors in Amherst, followed by Osaic Wealth, Inc. with 31.

How do I check a financial advisor in Amherst?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.