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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Rochester, NY

Every SEC-registered investment adviser representative at a firm office in Rochester, with the firms that employ the most of them.

906 registered advisors work in Rochester; the most are at LPL Financial LLC (64). 131 list the CFP designation and 765 are also registered broker representatives.

Firms with the most advisors in Rochester

FirmAdvisors in Rochester
LPL Financial LLC news64
Equitable Advisors, LLC news63
Morgan Stanley news58
UBS Financial Services Inc. news50
MML Investors Services, LLC48
Sage, Rutty & Co., Inc.43
Osaic Wealth, Inc. news40
Wells Fargo Advisors Financial Network, LLC news32
J.P. Morgan Securities LLC news30
Strategic Advisers LLC30
Ameriprise Financial Services, LLC news29
Ashton Thomas Securities, LLC23
Cetera Investment Advisers LLC news23
Commonwealth Financial Network news19
Novem Group19
Captrust news18
Brighton Securities Corp.17
Lifemark Securities Corp.17
RBC Capital Markets, LLC news16
Davie Kaplan Wealth Care Advisors, LLC15
Dkcb Financial Advisors, LLC13
Raymond James & Associates, Inc. news13
Raymond James Financial Services Advisors, Inc. news13
Cambridge Investment Research Advisors, Inc. news12
Capital Analysts11

Advisors in Rochester, A to Z (first 300 of 906)

CFP advisors in Rochester →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124Rye Brook 123

Questions

How many financial advisors are in Rochester, NY?

906 investment adviser representatives are registered at firm offices in Rochester, New York, according to the SEC's Investment Adviser Public Disclosure records. 765 of them are also registered as broker representatives, and 131 list the CFP designation.

Which firm has the most financial advisors in Rochester?

LPL Financial LLC, with 64 registered advisors in Rochester, followed by Equitable Advisors, LLC with 63.

How do I check a financial advisor in Rochester?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.