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Financial ADVSR advisor directory · SEC adviser records

RBC Capital Markets, LLC financial advisors in Rochester, NY

Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Rochester, A to Z.

The short answer

16 registered advisors work at RBC Capital Markets, LLC in Rochester, out of 3,466 at the firm nationwide; it ranks number 18 in the city by advisors. 1 list the CFP designation and 16 are also registered broker representatives.

RBC Capital Markets, LLC advisors in Rochester, A to Z

Every RBC Capital Markets, LLC advisor →

RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →

RBC Capital Markets, LLC advisors in other cities

Minneapolis, MN 196New York, NY 158Florham Park, NJ 90Wayzata, MN 68Seattle, WA 63Vienna, VA 59Houston, TX 57Dallas, TX 45Boston, MA 42Leawood, KS 42Atlanta, GA 41San Francisco, CA 41Edina, MN 40Beverly Hills, CA 36Chicago, IL 36

Other firms in Rochester

All Rochester advisors →

Equitable Advisors, LLC 64LPL Financial LLC 60Morgan Stanley 59UBS Financial Services Inc. 55MML Investors Services, LLC 49Sage, Rutty & Co., Inc. 43Osaic Wealth, Inc. 40Wells Fargo Advisors Financial Network, LLC 39Ameriprise Financial Services, LLC 30J.P. Morgan Securities LLC 30Strategic Advisers LLC 27Ashton Thomas Securities, LLC 25

Questions

How many financial advisors does RBC Capital Markets, LLC have in Rochester?

16 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Rochester, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 3,466 nationwide. 1 list the CFP designation and 16 are also registered as broker representatives.

Is RBC Capital Markets, LLC one of the largest advisor employers in Rochester?

RBC Capital Markets, LLC ranks number 18 in Rochester by registered advisors; Equitable Advisors, LLC has the most, with 64.

How do I check a RBC Capital Markets, LLC advisor in Rochester?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.