Financial ADVSR advisor directory · SEC adviser records
Ashton Thomas Securities, LLC financial advisors in Rochester, NY
Every SEC-registered investment adviser representative at a Ashton Thomas Securities, LLC office in Rochester, A to Z.
The short answer
25 registered advisors work at Ashton Thomas Securities, LLC in Rochester, out of 36 at the firm nationwide; it ranks number 12 in the city by advisors. 2 list the CFP designation and 25 are also registered broker representatives.
Ashton Thomas Securities, LLC advisors in Rochester, A to Z
Every Ashton Thomas Securities, LLC advisor →- Gerald H. AriyanAlso a broker rep
- Terrence P. BrittAlso a broker rep
- Justin C. CuvelierAlso a broker rep
- Michael P. DavisAlso a broker rep
- Aileen F. DefrodaAlso a broker rep
- Lorna E. ErbAlso a broker rep
- Jamie T. FisherAlso a broker rep
- Justine KinajAlso a broker rep
- Christine LanziseraAlso a broker rep
- Joseph A. LanziseraAlso a broker rep
- Tami A. LanziseraAlso a broker rep
- Randall D. LeeAlso a broker rep
- Jennifer L. LottaCertified Financial Planner · Also a broker rep
- Theodore W. McDonaghAlso a broker rep
- Eric D. MontijoAlso a broker rep
- David W. Prull IIAlso a broker rep
- Josy L. Reid-EspinalAlso a broker rep
- Peter D. SartoriAlso a broker rep
- Cory B. SchauerAlso a broker rep
- Jonathan Y. SmithCertified Financial Planner · Also a broker rep
- C C. StaffordAlso a broker rep
- Jody A. SwappAlso a broker rep
- Mourad TossounianAlso a broker rep
- Gregory A. WeissAlso a broker rep
- Phillip A. YargeauAlso a broker rep
Ashton Thomas Securities, LLC advisors in every city and state →Ashton Thomas Securities, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Ashton Thomas Securities, LLC advisors in other cities
Boston, MA 2Endicott, NY 2New York, NY 2Dillsburg, PA 1Lakeside, MT 1North Kingstown, RI 1San Francisco, CA 1Scottsdale, AZ 1
Other firms in Rochester
All Rochester advisors →Equitable Advisors, LLC 64LPL Financial LLC 60Morgan Stanley 59UBS Financial Services Inc. 55MML Investors Services, LLC 49Sage, Rutty & Co., Inc. 43Osaic Wealth, Inc. 40Wells Fargo Advisors Financial Network, LLC 39Ameriprise Financial Services, LLC 30J.P. Morgan Securities LLC 30Strategic Advisers LLC 27Commonwealth Financial Network 23
Questions
How many financial advisors does Ashton Thomas Securities, LLC have in Rochester?
25 investment adviser representatives are registered at Ashton Thomas Securities, LLC offices in Rochester, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 36 nationwide. 2 list the CFP designation and 25 are also registered as broker representatives.
Is Ashton Thomas Securities, LLC one of the largest advisor employers in Rochester?
Ashton Thomas Securities, LLC ranks number 12 in Rochester by registered advisors; Equitable Advisors, LLC has the most, with 64.
How do I check a Ashton Thomas Securities, LLC advisor in Rochester?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Ashton Thomas Securities, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.