Financial ADVSR advisor directory · SEC adviser records
UBS Financial Services Inc. financial advisors in Rochester, NY
Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Rochester, A to Z.
The short answer
50 registered advisors work at UBS Financial Services Inc. in Rochester, out of 8,475 at the firm nationwide; it ranks number 4 in the city by advisors. 4 list the CFP designation and 50 are also registered broker representatives.
UBS Financial Services Inc. advisors in Rochester, A to Z
Every UBS Financial Services Inc. advisor →- Michael AmicoAlso a broker rep
- Anthony J. AnzaloneAlso a broker rep
- Vincent J. BattagliaAlso a broker rep
- Peter A. BishopAlso a broker rep
- Kristina P. Chan SickmondCertified Financial Planner · Also a broker rep
- David G. CiprichAlso a broker rep
- Paul R. D'AiutoloAlso a broker rep
- Brian J. DejoyAlso a broker rep
- Susan M. DezioAlso a broker rep
- Philip J. DipasqualeAlso a broker rep
- Matthew DunnAlso a broker rep
- Raya A. FarooqueAlso a broker rep
- Katlyn E. GedeonAlso a broker rep
- Lisa A A. GoodeAlso a broker rep
- Susan L. HalpernAlso a broker rep
- Hugh A. HamlinAlso a broker rep
- Corey L. JacksonCertified Financial Planner, Chartered Financial Consultant · Also a broker rep
- Susan Z. JenkinsAlso a broker rep
- Alicia R. MalcolmAlso a broker rep
- Samantha E. MaleyAlso a broker rep
- Matthew R. MarianoAlso a broker rep
- Ross G. MarpleAlso a broker rep
- David J. MattiaAlso a broker rep
- Susan L L. McBrideAlso a broker rep
- James K. MerkleyAlso a broker rep
- Nelson C. Miles IIIAlso a broker rep
- Victoria MontemoranoAlso a broker rep
- Cameron PernaAlso a broker rep
- Jason H. PierceAlso a broker rep
- Jeffrey S. PierceAlso a broker rep
- Rocco J. Pietropaolo Jr.Also a broker rep
- Michael P. RiordanAlso a broker rep
- Jeffrey RoccaAlso a broker rep
- Kevin P. RoeCertified Financial Planner · Also a broker rep
- Angelina L. RosalieAlso a broker rep
- Brian S. RothAlso a broker rep
- Bryan W. SchoffAlso a broker rep
- William L. SchoffAlso a broker rep
- Caleb SharpAlso a broker rep
- Steven F. ShemiraniAlso a broker rep
- Tyreek D. SizerAlso a broker rep
- Kaitlyn M. StagnittaAlso a broker rep
- Emily E. TitusAlso a broker rep
- Kathleen M. TitusAlso a broker rep
- Joshua S. TomkoCertified Financial Planner · Also a broker rep
- Michael T. ValentiAlso a broker rep
- Gary F. VengelenAlso a broker rep
- Francis C. WacenskeAlso a broker rep
- Alexander J. WilsonAlso a broker rep
- Stephen J. WilsonAlso a broker rep
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UBS Financial Services Inc. advisors in other cities
New York, NY 935Weehawken, NJ 599San Francisco, CA 189Cincinnati, OH 188Houston, TX 186Chicago, IL 173Boston, MA 159Charlotte, NC 147Miami, FL 140Atlanta, GA 137Dallas, TX 137Los Angeles, CA 133Denver, CO 123San Diego, CA 118Coral Gables, FL 115
Other firms in Rochester
All Rochester advisors →LPL Financial LLC 64Equitable Advisors, LLC 63Morgan Stanley 58MML Investors Services, LLC 48Sage, Rutty & Co., Inc. 43Osaic Wealth, Inc. 40Wells Fargo Advisors Financial Network, LLC 32J.P. Morgan Securities LLC 30Strategic Advisers LLC 30Ameriprise Financial Services, LLC 29Ashton Thomas Securities, LLC 23Cetera Investment Advisers LLC 23
Questions
How many financial advisors does UBS Financial Services Inc. have in Rochester?
50 investment adviser representatives are registered at UBS Financial Services Inc. offices in Rochester, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 8,475 nationwide. 4 list the CFP designation and 50 are also registered as broker representatives.
Is UBS Financial Services Inc. one of the largest advisor employers in Rochester?
UBS Financial Services Inc. ranks number 4 in Rochester by registered advisors; LPL Financial LLC has the most, with 64.
How do I check a UBS Financial Services Inc. advisor in Rochester?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.