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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in White Plains, NY

Every SEC-registered investment adviser representative at a firm office in White Plains, with the firms that employ the most of them.

300 registered advisors work in White Plains; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (61). 40 list the CFP designation and 245 are also registered broker representatives.

Firms with the most advisors in White Plains

FirmAdvisors in White Plains
Merrill Lynch, Pierce, Fenner & Smith Incorporated news61
J.P. Morgan Securities LLC news30
Eagle Strategies LLC25
Stifel, Nicolaus & Company, Incorporated news15
Ameriprise Financial Services, LLC news14
LPL Enterprise, LLC news13
Tortoise Investment Management, LLC10
LPL Financial LLC news9
Madison Advisory Services, Inc.9
Td Private Client Wealth LLC7
Benjamin F. Edwards & Company, Inc.5
Cetera Investment Advisers LLC news5
Matrix Asset Advisors Inc.5
Tiaa-Cref Individual & Institutional Services, LLC5
MML Investors Services, LLC4
RBC Capital Markets, LLC news4
Strategic Advisers LLC4
Trivium Point Advisory, LLC4
Equity Services, Inc.3
Prato Capital Management3
Prism Planning And Solutions Group3
Summit Financial, LLC3
Wells Fargo Advisors Financial Network, LLC news3
Arete Wealth Advisors, LLC2
Brownson, Rehmus & Foxworth, Inc.2

Advisors in White Plains, A to Z

CFP advisors in White Plains →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124Rye Brook 123

Questions

How many financial advisors are in White Plains, NY?

300 investment adviser representatives are registered at firm offices in White Plains, New York, according to the SEC's Investment Adviser Public Disclosure records. 245 of them are also registered as broker representatives, and 40 list the CFP designation.

Which firm has the most financial advisors in White Plains?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 61 registered advisors in White Plains, followed by J.P. Morgan Securities LLC with 30.

How do I check a financial advisor in White Plains?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.