Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
IN Freehold Wealth Management brings $576M to Osaic in multigenerational moveIN Sanctuary Wealth adds elder care platform to advisor toolkitIN Beyond tax loss harvesting: why long-short strategies demand a harder lookIN Investors still want advisors, even as AI expands investment choicesIN AI poses moderate disruption risk to wealth managers and retail banks, Fitch saysRB Vanguard is fulfilling Salim Ramji's May 1 promised renewal of 'Flagship' platinum tier service after it eroded, and he's willing to count non-Vanguard funds against the $1-million minimum for the first timeIN RIA IPO 'probably' coming within two years, dealmaker predictsIN Women Advisor Summit 2026: Get set for 'extraordinary' gathering of industry’s female leaders4K IRS Expands Retirement Plan Error Corrections, Creates New IRA ProgramWM New Options Emerge for Providing Liquidity to Evergreen Fund Market

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Albany, NY

Every SEC-registered investment adviser representative at a firm office in Albany, with the firms that employ the most of them.

390 registered advisors work in Albany; the most are at LPL Financial LLC (58). 0 list the CFP designation and 347 are also registered broker representatives.

Firms with the most advisors in Albany

FirmAdvisors in Albany
LPL Financial LLC news58
Merrill Lynch, Pierce, Fenner & Smith Incorporated news49
Pks Advisory Services, LLC33
Northwestern Mutual Investment Services, LLC28
Strategic Advisers LLC17
Wells Fargo Clearing Services, LLC news17
Janney Montgomery Scott LLC news13
UBS Financial Services Inc. news12
Ameriprise Financial Services, LLC news11
Citizens Securities, Inc.10
Focus Partners Wealth, LLC8
Private Advisor Group, LLC8
Charles Schwab & Co., Inc. news7
RBC Capital Markets, LLC news7
Thrivent Investment Management Inc.7
Cetera Investment Advisers LLC news5
Edward Jones news5
Valic Financial Advisors, Inc.5
&Partners news4
Blue Jean Financial LLC4
Eagle Strategies LLC4
Greenbush Financial Group, LLC4
Osaic Wealth, Inc. news4
Albanyadvisor Group LLC3
Allsquare Wealth Management, LLC3

Advisors in Albany, A to Z (first 300 of 390)

Search all of New York →

Other cities in New York

All of New York →

New York 16,101Melville 1,285Rochester 967Garden City 805Purchase 764Brooklyn 596Williamsville 496Syracuse 450Buffalo 384Pittsford 372Hauppauge 352White Plains 330Cohoes 279Jericho 260Saratoga Springs 253Amherst 247Latham 243Staten Island 243Woodbury 242New York City 202Tarrytown 154Poughkeepsie 140Great Neck 132Rye Brook 127

Questions

How many financial advisors are in Albany, NY?

390 investment adviser representatives are registered at firm offices in Albany, New York, according to the SEC's Investment Adviser Public Disclosure records. 347 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Albany?

LPL Financial LLC, with 58 registered advisors in Albany, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 49.

How do I check a financial advisor in Albany?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.