Financial ADVSR advisor directory · SEC adviser records
Cetera Investment Advisers LLC financial advisors in Albany, NY
Every SEC-registered investment adviser representative at a Cetera Investment Advisers LLC office in Albany, A to Z.
The short answer
4 registered advisors work at Cetera Investment Advisers LLC in Albany, out of 9,253 at the firm nationwide; it ranks number 16 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.
Cetera Investment Advisers LLC advisors in Albany, A to Z
Every Cetera Investment Advisers LLC advisor →- Steven J. LisuzzoAlso a broker rep
- Stephen M. PeerAlso a broker rep
- Liam RiceAlso a broker rep
- Michael S. ShapiroAlso a broker rep
Cetera Investment Advisers LLC advisors in every city and state →Cetera Investment Advisers LLC: assets, clients and custodians →Cetera news and advisor moves →Advisor Moves: who changed firms this week →
Cetera Investment Advisers LLC advisors in other cities
San Diego, CA 107Omaha, NE 100Phoenix, AZ 94Dallas, TX 89Minneapolis, MN 89St Louis, MO 85Houston, TX 75Scottsdale, AZ 73El Segundo, CA 72New York, NY 66Overland Park, KS 63St Cloud, MN 57Tampa, FL 55Honolulu, HI 52Minnetonka, MN 52
Other firms in Albany
All Albany advisors →LPL Financial LLC 58Merrill Lynch, Pierce, Fenner & Smith Incorporated 49Pks Advisory Services, LLC 33Northwestern Mutual Investment Services, LLC 28Strategic Advisers LLC 17Wells Fargo Clearing Services, LLC 17Janney Montgomery Scott LLC 13UBS Financial Services Inc. 12Ameriprise Financial Services, LLC 11Citizens Securities, Inc. 10Focus Partners Wealth, LLC 8Private Advisor Group, LLC 8
Questions
How many financial advisors does Cetera Investment Advisers LLC have in Albany?
4 investment adviser representatives are registered at Cetera Investment Advisers LLC offices in Albany, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 9,253 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.
Is Cetera Investment Advisers LLC one of the largest advisor employers in Albany?
Cetera Investment Advisers LLC ranks number 16 in Albany by registered advisors; LPL Financial LLC has the most, with 58.
How do I check a Cetera Investment Advisers LLC advisor in Albany?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Cetera Investment Advisers LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.