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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Albany, NY

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Albany, A to Z.

The short answer

12 registered advisors work at UBS Financial Services Inc. in Albany, out of 8,476 at the firm nationwide; it ranks number 8 in the city by advisors. 0 list the CFP designation and 12 are also registered broker representatives.

UBS Financial Services Inc. advisors in Albany, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121

Other firms in Albany

All Albany advisors →

LPL Financial LLC 58Merrill Lynch, Pierce, Fenner & Smith Incorporated 49Pks Advisory Services, LLC 33Northwestern Mutual Investment Services, LLC 28Strategic Advisers LLC 17Wells Fargo Clearing Services, LLC 17Janney Montgomery Scott LLC 13Ameriprise Financial Services, LLC 11Citizens Securities, Inc. 10Focus Partners Wealth, LLC 8Private Advisor Group, LLC 8Charles Schwab & Co., Inc. 7

Questions

How many financial advisors does UBS Financial Services Inc. have in Albany?

12 investment adviser representatives are registered at UBS Financial Services Inc. offices in Albany, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 0 list the CFP designation and 12 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Albany?

UBS Financial Services Inc. ranks number 8 in Albany by registered advisors; LPL Financial LLC has the most, with 58.

How do I check a UBS Financial Services Inc. advisor in Albany?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.