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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Albany, NY

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Albany, A to Z.

The short answer

58 registered advisors work at LPL Financial LLC in Albany, out of 21,098 at the firm nationwide; it ranks number 1 in the city by advisors. 7 list the CFP designation and 58 are also registered broker representatives.

LPL Financial LLC advisors in Albany, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in other cities

San Diego, CA 742Fort Mill, SC 417Houston, TX 128Austin, TX 117Scottsdale, AZ 109Charlotte, NC 107Chicago, IL 104Las Vegas, NV 96Tampa, FL 87Fresno, CA 80Honolulu, HI 76San Antonio, TX 75Seattle, WA 74Dallas, TX 73Atlanta, GA 67

Other firms in Albany

All Albany advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 49Pks Advisory Services, LLC 33Northwestern Mutual Investment Services, LLC 28Strategic Advisers LLC 17Wells Fargo Clearing Services, LLC 17Janney Montgomery Scott LLC 13UBS Financial Services Inc. 12Ameriprise Financial Services, LLC 11Citizens Securities, Inc. 10Focus Partners Wealth, LLC 8Private Advisor Group, LLC 8Charles Schwab & Co., Inc. 7

Questions

How many financial advisors does LPL Financial LLC have in Albany?

58 investment adviser representatives are registered at LPL Financial LLC offices in Albany, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 nationwide. 7 list the CFP designation and 58 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Albany?

LPL Financial LLC ranks number 1 in Albany by registered advisors, ahead of Merrill Lynch, Pierce, Fenner & Smith Incorporated (49).

How do I check a LPL Financial LLC advisor in Albany?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.