Partner and Chief Compliance Officer · Greenbush Financial Group, LLC
Robert M. Mangold
CRD 6433035 · Named on Form ADV at one SEC-registered adviser
At a glance
Greenbush Financial Group, LLC, an SEC-registered wealth manager based in Albany, NY with $617 million in regulatory assets, lists Robert M. Mangold on its Form ADV as Partner and Chief Compliance Officer, a control person.
Firms and roles
- Greenbush Financial Group, LLCPartner and Chief Compliance OfficerWealth manager · Albany, NY · $617M in regulatory assets
AtlasMembers
Robert’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2021 (5 years)
- Designations
- Certified Financial Planner
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Robert’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- David M. WojeskiPartner, Greenbush Financial Group, LLC
- Michael R. RugerPartner, Greenbush Financial Group, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Robert’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.