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Financial ADVSR advisor directory · SEC adviser records

RBC Capital Markets, LLC financial advisors in Albany, NY

Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Albany, A to Z.

The short answer

7 registered advisors work at RBC Capital Markets, LLC in Albany, out of 3,466 at the firm nationwide; it ranks number 14 in the city by advisors. 0 list the CFP designation and 7 are also registered broker representatives.

RBC Capital Markets, LLC advisors in Albany, A to Z

Every RBC Capital Markets, LLC advisor →

RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →

RBC Capital Markets, LLC advisors in other cities

Minneapolis, MN 196New York, NY 158Florham Park, NJ 90Wayzata, MN 68Seattle, WA 63Vienna, VA 59Houston, TX 57Dallas, TX 45Boston, MA 42Leawood, KS 42Atlanta, GA 41San Francisco, CA 41Edina, MN 40Beverly Hills, CA 36Chicago, IL 36

Other firms in Albany

All Albany advisors →

LPL Financial LLC 58Merrill Lynch, Pierce, Fenner & Smith Incorporated 49Pks Advisory Services, LLC 33Northwestern Mutual Investment Services, LLC 28Strategic Advisers LLC 17Wells Fargo Clearing Services, LLC 17Janney Montgomery Scott LLC 13UBS Financial Services Inc. 12Ameriprise Financial Services, LLC 11Citizens Securities, Inc. 10Focus Partners Wealth, LLC 8Private Advisor Group, LLC 8

Questions

How many financial advisors does RBC Capital Markets, LLC have in Albany?

7 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Albany, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 3,466 nationwide. 0 list the CFP designation and 7 are also registered as broker representatives.

Is RBC Capital Markets, LLC one of the largest advisor employers in Albany?

RBC Capital Markets, LLC ranks number 14 in Albany by registered advisors; LPL Financial LLC has the most, with 58.

How do I check a RBC Capital Markets, LLC advisor in Albany?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.