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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Brooklyn, NY

Every SEC-registered investment adviser representative at a firm office in Brooklyn, with the firms that employ the most of them.

596 registered advisors work in Brooklyn; the most are at J.P. Morgan Securities LLC (116). 0 list the CFP designation and 482 are also registered broker representatives.

Firms with the most advisors in Brooklyn

FirmAdvisors in Brooklyn
J.P. Morgan Securities LLC news116
Citigroup Global Markets Inc. news31
Merrill Lynch, Pierce, Fenner & Smith Incorporated news30
MML Investors Services, LLC27
LPL Enterprise, LLC news23
Osaic Wealth, Inc. news20
LPL Financial LLC news19
Pfs Investments Inc.18
Cetera Investment Advisers LLC news16
Strategic Advisers LLC16
Eagle Strategies LLC14
Hsbc Securities (USA) Inc.14
Maridea Wealth Management14
Park Avenue Securities LLC8
UBS Financial Services Inc. news8
Brooklyn Fi, LLC7
Citizens Securities, Inc.6
Edward Jones news6
Neuberger Berman Bd LLC6
Santander Securities LLC6
Capital Client Group, Inc.5
Charles Schwab & Co., Inc. news5
Raymond James Financial Services Advisors, Inc. news4
State Farm Investment Management Corp.4
Tiaa-Cref Individual & Institutional Services, LLC4

Advisors in Brooklyn, A to Z (first 300 of 596)

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Other cities in New York

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New York 16,101Melville 1,285Rochester 967Garden City 805Purchase 764Williamsville 496Syracuse 450Albany 411Buffalo 384Pittsford 372Hauppauge 352White Plains 330Cohoes 279Jericho 260Saratoga Springs 253Amherst 247Latham 243Staten Island 243Woodbury 242New York City 202Tarrytown 154Poughkeepsie 140Great Neck 132Rye Brook 127

Questions

How many financial advisors are in Brooklyn, NY?

596 investment adviser representatives are registered at firm offices in Brooklyn, New York, according to the SEC's Investment Adviser Public Disclosure records. 482 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Brooklyn?

J.P. Morgan Securities LLC, with 116 registered advisors in Brooklyn, followed by Citigroup Global Markets Inc. with 31.

How do I check a financial advisor in Brooklyn?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.