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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Brooklyn, NY

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Brooklyn, A to Z.

The short answer

18 registered advisors work at LPL Financial LLC in Brooklyn, out of 21,098 at the firm nationwide; it ranks number 8 in the city by advisors. 1 list the CFP designation and 18 are also registered broker representatives.

LPL Financial LLC advisors in Brooklyn, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in other cities

San Diego, CA 742Fort Mill, SC 417Houston, TX 128Austin, TX 117Scottsdale, AZ 109Charlotte, NC 107Chicago, IL 104Las Vegas, NV 96Tampa, FL 87Fresno, CA 80Honolulu, HI 76San Antonio, TX 75Seattle, WA 74Dallas, TX 73Atlanta, GA 67

Other firms in Brooklyn

All Brooklyn advisors →

J.P. Morgan Securities LLC 109Merrill Lynch, Pierce, Fenner & Smith Incorporated 31Citigroup Global Markets Inc. 30MML Investors Services, LLC 24LPL Enterprise, LLC 21Osaic Wealth, Inc. 19Pfs Investments Inc. 19Strategic Advisers LLC 18Eagle Strategies LLC 16Cetera Investment Advisers LLC 15Hsbc Securities (USA) Inc. 13Maridea Wealth Management 12

Questions

How many financial advisors does LPL Financial LLC have in Brooklyn?

18 investment adviser representatives are registered at LPL Financial LLC offices in Brooklyn, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 nationwide. 1 list the CFP designation and 18 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Brooklyn?

LPL Financial LLC ranks number 8 in Brooklyn by registered advisors; J.P. Morgan Securities LLC has the most, with 109.

How do I check a LPL Financial LLC advisor in Brooklyn?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.