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Financial ADVSR advisor directory · SEC adviser records

Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors in Brooklyn, NY

Every SEC-registered investment adviser representative at a Merrill Lynch, Pierce, Fenner & Smith Incorporated office in Brooklyn, A to Z.

The short answer

31 registered advisors work at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Brooklyn, out of 22,882 at the firm nationwide; it ranks number 2 in the city by advisors. 0 list the CFP designation and 31 are also registered broker representatives.

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in Brooklyn, A to Z

Every Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor →

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in other cities

New York, NY 2,429Jacksonville, FL 719Pennington, NJ 569Chicago, IL 448Charlotte, NC 434Houston, TX 364Boston, MA 324Los Angeles, CA 315Chandler, AZ 309Miami, FL 272Atlanta, GA 271Dallas, TX 233San Francisco, CA 215Newport Beach, CA 190Riverside, RI 175

Other firms in Brooklyn

All Brooklyn advisors →

J.P. Morgan Securities LLC 109Citigroup Global Markets Inc. 30MML Investors Services, LLC 24LPL Enterprise, LLC 21Osaic Wealth, Inc. 19Pfs Investments Inc. 19LPL Financial LLC 18Strategic Advisers LLC 18Eagle Strategies LLC 16Cetera Investment Advisers LLC 15Hsbc Securities (USA) Inc. 13Maridea Wealth Management 12

Questions

How many financial advisors does Merrill Lynch, Pierce, Fenner & Smith Incorporated have in Brooklyn?

31 investment adviser representatives are registered at Merrill Lynch, Pierce, Fenner & Smith Incorporated offices in Brooklyn, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 22,882 nationwide. 0 list the CFP designation and 31 are also registered as broker representatives.

Is Merrill Lynch, Pierce, Fenner & Smith Incorporated one of the largest advisor employers in Brooklyn?

Merrill Lynch, Pierce, Fenner & Smith Incorporated ranks number 2 in Brooklyn by registered advisors; J.P. Morgan Securities LLC has the most, with 109.

How do I check a Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in Brooklyn?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Merrill Lynch, Pierce, Fenner & Smith Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.