Broker-dealer firm · New York, NY
Neuberger Berman BD LLC
SEC-registered investment adviser · CRD 2908 · SEC 801-3908
At a glance
Neuberger Berman BD LLC is an SEC-registered investment adviser based in New York, New York, with $0 in regulatory assets under management as of its Form ADV filed March 27, 2026. By Form ADV it is a broker-dealer firm, ranked 365th of 391 broker-dealer firms and 16,554th of 17,210 SEC-registered advisers by assets.
Main office 212-476-9000nb.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $0M
- Rank among broker-dealer firms
- #365 of 391
- Rank among all SEC RIAs
- #16,554 of 17,210
- Rank in New York
- #2,500 of 2,591
- Clients
- 0
- Accounts
- 0
- Discretionary
- 0% of AUM
- Employees
- 1,087
- Advisory staff
- 775
- Offices
- 1
Owners and executives on its Form ADV
- Brad Elliot CetronChief Compliance Officer
- Joseph Vincent AmatoPresident, Chief Executive Officer
- Lorin Fred HentonManaging Director, Branch Office Manager, Texas
- Michael ChinniChief Financial Officer
Custody and brokerage
Custodian
Neuberger Berman BD LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Neuberger Berman BD LLC is a hybrid RIA: 1,085 of its employees are also registered representatives of a broker-dealer. It reports a broker-dealer among its affiliates on Form ADV.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Disciplinary disclosures
Neuberger Berman BD LLC answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Selecting other advisers
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗nb.com ↗
AtlasMembers
The full record on Neuberger Berman BD LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 28 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Neuberger Berman BD LLC manage?
Neuberger Berman BD LLC reports $0 in regulatory assets under management, on its Form ADV filed March 27, 2026.
What kind of firm is Neuberger Berman BD LLC?
Neuberger Berman BD LLC is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Does Neuberger Berman BD LLC have any disciplinary history?
Neuberger Berman BD LLC answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Neuberger Berman BD LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →