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Chief Compliance Officer - Head of Compliance and Managing Director · Neuberger Berman Investment Advisers LLC

Brad Elliot Cetron

CRD 4040222 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Neuberger Berman Investment Advisers LLC, an SEC-registered asset manager based in New York, NY with $398.6 billion in regulatory assets, lists Brad Elliot Cetron on its Form ADV as Chief Compliance Officer - Head of Compliance and Managing Director. The SEC filings also name Brad at 1 other registered adviser.

Firms and roles

AtlasMembers

Brad’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (8)

  • Joseph Vincent AmatoDirector, President & Chief Investment Officer - Equities, Neuberger Berman Investment Advisers LLC
  • Stephen G. WrightDirector, Managing Director, Neuberger Berman Investment Advisers LLC
  • Leo A. ViolaController, Neuberger Berman Investment Advisers LLC
  • Kenneth M deRegtDirector, Neuberger Berman Investment Advisers LLC
  • Michael ChinniTreasurer, Neuberger Berman Investment Advisers LLC

3 more people named with Brad on the same filings, with titles and firms. Free in Atlas with a free account.

See all 8 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brad’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.