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Director · Neuberger Berman Investment Advisers LLC

Kenneth M. deRegt

CRD 1030085 · Named on Form ADV at 6 SEC-registered advisers

At a glance

Neuberger Berman Investment Advisers LLC, an SEC-registered asset manager based in New York, NY with $398.6 billion in regulatory assets, lists Kenneth M. deRegt on its Form ADV as Director, a control person. The SEC filings also name Kenneth at 5 other registered advisers.

Firms and roles

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Kenneth’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
6 firmsLocked
Control-person status
5 firmsLocked
When each role began
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Each firm’s assets and growth
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Colleagues named on the same filings (15)

  • Joseph Vincent AmatoDirector, President & Chief Investment Officer - Equities, Neuberger Berman Investment Advisers LLC
  • Brad Elliot CetronChief Compliance Officer - Head of Compliance and Managing Director, Neuberger Berman Investment Advisers LLC
  • Stephen G. WrightDirector, Managing Director, Neuberger Berman Investment Advisers LLC
  • Leo A. ViolaController, Neuberger Berman Investment Advisers LLC
  • Michael ChinniTreasurer, Neuberger Berman Investment Advisers LLC

10 more people named with Kenneth on the same filings, with titles and firms. Free in Atlas with a free account.

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Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kenneth’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.