Asset manager · New York, NY
Neuberger Berman Investment Advisers LLC
SEC-registered investment adviser · CRD 124687 · SEC 801-61757
At a glance
Neuberger Berman Investment Advisers LLC is an SEC-registered investment adviser based in New York, New York, with $398.6 billion in regulatory assets under management as of its Form ADV filed September 24, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 39,776 individual clients. By Form ADV it is a asset manager, ranked 41st of 3,218 asset managers and 62nd of 17,210 SEC-registered advisers by assets.
Main office 212-476-9000nb.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $399B
- Rank among asset managers
- #41 of 3,218
- Rank among all SEC RIAs
- #62 of 17,210
- Rank in New York
- #15 of 2,591
- Individual clients
- 39,776
- High-net-worth clients
- 15,676
- Accounts
- 43,954
- Discretionary
- 99% of AUM
- Employees
- 1,542
- Advisory staff
- 646
- Offices
- 11
Owners and executives on its Form ADV
- Joseph Vincent AmatoDirector, President & Chief Investment Officer - Equities
- Brad Elliot CetronChief Compliance Officer - Head of Compliance and Managing Director
- Stephen G. WrightDirector, Managing Director
- Leo A. ViolaController
- Kenneth M deRegtDirector
- Michael ChinniTreasurer
- John D. KramerDirector
- Ashok K. BhatiaDirector, President & Chief Investment Officer - Fixed Income
Custody and brokerage
Broker-dealer
Hybrid RIA
Neuberger Berman Investment Advisers LLC is a hybrid RIA: 758 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Neuberger Berman BD LLC.
- Neuberger Berman BD LLC ↗CRD 2908
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 378 | $142B | 36% |
| Investment companies | 72 | $70B | 17% |
| High-net-worth individuals | 15,676 | $63B | 16% |
| Pension and profit sharing plans | 710 | $28B | 7% |
| State or municipal government entities | 44 | $28B | 7% |
| Insurance companies | 62 | $24B | 6% |
| Corporations or other businesses | 1,828 | $14B | 4% |
| Sovereign wealth funds and foreign official institutions | 14 | $9.4B | 2% |
| Individuals | 24,100 | $8.9B | 2% |
| Charitable organizations | 991 | $6.0B | 2% |
| Other investment advisers | 9 | $3.9B | <1% |
| Other | 69 | $693M | <1% |
| Banking or thrift institutions | 1 | $94M | <1% |
Private funds
Neuberger Berman Investment Advisers LLC reports 71 private funds with $14B in gross assets: hedge funds, private equity funds, securitized asset funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Neuberger Berman Investment Advisers LLC answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗nb.com ↗
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The full record on Neuberger Berman Investment Advisers LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 90 peers of its type and size
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- 8 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Neuberger Berman Investment Advisers LLC manage?
Neuberger Berman Investment Advisers LLC reports $398.6 billion in regulatory assets under management across 43,954 accounts, 99% of it on a discretionary basis, on its Form ADV filed September 24, 2026.
What kind of firm is Neuberger Berman Investment Advisers LLC?
Neuberger Berman Investment Advisers LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Neuberger Berman Investment Advisers LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($142.3 billion, 378 clients); investment companies ($69.7 billion, 72 clients); high-net-worth individuals ($63.0 billion, 15,676 clients).
Does Neuberger Berman Investment Advisers LLC manage private funds?
Yes. It reports 71 private funds with $14.4 billion in gross assets, including hedge funds, private equity funds, securitized asset funds, other private funds.
Does Neuberger Berman Investment Advisers LLC have any disciplinary history?
Neuberger Berman Investment Advisers LLC answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Neuberger Berman Investment Advisers LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →