Director, President & Chief Investment Officer - Fixed Income · Neuberger Berman Investment Advisers LLC
Ashok K. Bhatia
CRD 2378849 · Named on Form ADV at 5 SEC-registered advisers
At a glance
Neuberger Berman Investment Advisers LLC, an SEC-registered asset manager based in New York, NY with $398.6 billion in regulatory assets, lists Ashok K. Bhatia on its Form ADV as Director, President & Chief Investment Officer - Fixed Income, a control person. The SEC filings also name Ashok at 4 other registered advisers.
Firms and roles
- Neuberger Berman Investment Advisers LLCDirector, President & Chief Investment Officer - Fixed IncomeAsset manager · New York, NY · $399B in regulatory assets
- Neuberger Berman Loan Advisers II LLCDirector, Managing Director and Chief Executive OfficerPrivate fund adviser · Chicago, IL · $9.0B in regulatory assets
- Neuberger Berman Loan Advisers IV LLCDirector, Managing Director and Chief Executive OfficerPrivate fund adviser · Chicago, IL · $6.1B in regulatory assets
- Neuberger Berman Loan Advisers LLCDirector, Managing Director and Chief Executive OfficerPrivate fund adviser · Chicago, IL · $4.9B in regulatory assets
- Neuberger Berman Loan Advisers Europe II LPManaging Director and Chief Executive OfficerPrivate fund adviser · Chicago, IL · $335M in regulatory assets
AtlasMembers
Ashok’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 5 firmsLocked
- Control-person status
- 5 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (9)
- Joseph Vincent AmatoDirector, President & Chief Investment Officer - Equities, Neuberger Berman Investment Advisers LLC
- Brad Elliot CetronChief Compliance Officer - Head of Compliance and Managing Director, Neuberger Berman Investment Advisers LLC
- Stephen G. WrightDirector, Managing Director, Neuberger Berman Investment Advisers LLC
- Leo A. ViolaController, Neuberger Berman Investment Advisers LLC
- Kenneth M deRegtDirector, Neuberger Berman Investment Advisers LLC
4 more people named with Ashok on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ashok’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.