Managing Director, Branch Office Manager, Texas · Neuberger Berman BD LLC
Lorin Fred Henton
CRD 3014463 · Named on Form ADV at one SEC-registered adviser
At a glance
Neuberger Berman BD LLC, an SEC-registered broker-dealer firm based in New York, NY with $0 in regulatory assets, lists Lorin Fred Henton on its Form ADV as Managing Director, Branch Office Manager, Texas.
Firms and roles
- Neuberger Berman BD LLCManaging Director, Branch Office Manager, TexasBroker-dealer firm · New York, NY · $0M in regulatory assets
AtlasMembers
Lorin’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Brad Elliot CetronChief Compliance Officer, Neuberger Berman BD LLC
- Joseph Vincent AmatoPresident, Chief Executive Officer, Neuberger Berman BD LLC
- Michael ChinniChief Financial Officer, Neuberger Berman BD LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lorin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.