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Financial ADVSR advisor directory · SEC adviser records

Charles Schwab & Co., Inc. financial advisors in Brooklyn, NY

Every SEC-registered investment adviser representative at a Charles Schwab & Co., Inc. office in Brooklyn, A to Z.

The short answer

5 registered advisors work at Charles Schwab & Co., Inc. in Brooklyn, out of 5,937 at the firm nationwide; it ranks number 22 in the city by advisors. 3 list the CFP designation and 5 are also registered broker representatives.

Charles Schwab & Co., Inc. advisors in Brooklyn, A to Z

Every Charles Schwab & Co., Inc. advisor →

Charles Schwab & Co., Inc. advisors in every city and state →Charles Schwab & Co., Inc.: assets, clients and custodians →Schwab news and advisor moves →Advisor Moves: who changed firms this week →

Charles Schwab & Co., Inc. advisors in other cities

Westlake, TX 780Lone Tree, CO 469Phoenix, AZ 424Orlando, FL 214Omaha, NE 209Austin, TX 203Indianapolis, IN 158New York City, NY 92Chicago, IL 86San Francisco, CA 70Richfield, OH 68St Louis, MO 59Scottsdale, AZ 43San Diego, CA 41Los Angeles, CA 40

Other firms in Brooklyn

All Brooklyn advisors →

J.P. Morgan Securities LLC 108Citigroup Global Markets Inc. 31Merrill Lynch, Pierce, Fenner & Smith Incorporated 29MML Investors Services, LLC 26LPL Enterprise, LLC 23Osaic Wealth, Inc. 20LPL Financial LLC 19Pfs Investments Inc. 18Strategic Advisers LLC 16Cetera Investment Advisers LLC 15Hsbc Securities (USA) Inc. 14Maridea Wealth Management 14

Questions

How many financial advisors does Charles Schwab & Co., Inc. have in Brooklyn?

5 investment adviser representatives are registered at Charles Schwab & Co., Inc. offices in Brooklyn, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 5,937 nationwide. 3 list the CFP designation and 5 are also registered as broker representatives.

Is Charles Schwab & Co., Inc. one of the largest advisor employers in Brooklyn?

Charles Schwab & Co., Inc. ranks number 22 in Brooklyn by registered advisors; J.P. Morgan Securities LLC has the most, with 108.

How do I check a Charles Schwab & Co., Inc. advisor in Brooklyn?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Charles Schwab & Co., Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.