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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Hauppauge, NY

Every SEC-registered investment adviser representative at a firm office in Hauppauge, with the firms that employ the most of them.

322 registered advisors work in Hauppauge; the most are at Ameriprise Financial Services, LLC (53). 51 list the CFP designation and 302 are also registered broker representatives.

Firms with the most advisors in Hauppauge

FirmAdvisors in Hauppauge
Ameriprise Financial Services, LLC news53
Morgan Stanley news40
Equity Services, Inc.31
MML Investors Services, LLC27
Osaic Wealth, Inc. news26
Stifel, Nicolaus & Company, Incorporated news21
Lebenthal Global Advisors, LLC13
Partners Capital Services, Inc.12
LPL Financial LLC news11
Oppenheimer & Co. Inc. news9
Cetera Investment Advisers LLC news8
Janney Montgomery Scott LLC news8
Madison Global Advisors LLC8
Gwn Securities Inc.7
Wells Fargo Advisors Financial Network, LLC news5
Cfm Advisors Inc.4
Bankers Life Advisory Services, Inc.3
Lincoln Investment3
Nestegg Advisors, Inc.3
Pfs Investments Inc.3
Strategic Advisers LLC3
Cambridge Investment Research Advisors, Inc. news2
Capital Analysts2
Conrad Capital Management, Inc.2
Cwm, LLC2

Advisors in Hauppauge, A to Z (first 300 of 322)

CFP advisors in Hauppauge →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124Rye Brook 123

Questions

How many financial advisors are in Hauppauge, NY?

322 investment adviser representatives are registered at firm offices in Hauppauge, New York, according to the SEC's Investment Adviser Public Disclosure records. 302 of them are also registered as broker representatives, and 51 list the CFP designation.

Which firm has the most financial advisors in Hauppauge?

Ameriprise Financial Services, LLC, with 53 registered advisors in Hauppauge, followed by Morgan Stanley with 40.

How do I check a financial advisor in Hauppauge?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.