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Chief Compliance Officer · Lebenthal Global Advisors, LLC

Thomas F. Katovitz

CRD 1136616 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Lebenthal Global Advisors, LLC, an SEC-registered wealth manager based in Hauppauge, NY with $972 million in regulatory assets, lists Thomas F. Katovitz on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Thomas at 1 other registered adviser.

Firms and roles

AtlasMembers

Thomas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.