President, Chief Investment Officer · Lebenthal Diversified Asset Management Inc.
Dominick Tavella
CRD 1069864 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Lebenthal Diversified Asset Management Inc., an SEC-registered asset manager based in Hauppauge, NY with $884 million in regulatory assets, lists Dominick Tavella on its Form ADV as President, Chief Investment Officer, a control person. The SEC filings also name Dominick at 1 other registered adviser.
Firms and roles
- Lebenthal Diversified Asset Management Inc.President, Chief Investment OfficerAsset manager · Hauppauge, NY · $884M in regulatory assets
- Lebenthal Global Advisors, LLCPresident, Owner, Managing MemberWealth manager · Hauppauge, NY · $972M in regulatory assets
AtlasMembers
Dominick’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2016 (10 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 3 states
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Dominick’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Thomas F. KatovitzChief Compliance Officer, Lebenthal Diversified Asset Management Inc.
- Michael J. TavellaChief Financial Officer, Lebenthal Diversified Asset Management Inc.
- Michael A. HartzmanVice President, Owner, Lebenthal Global Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dominick’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.