Wealth manager, wrap-program sponsor · Hauppauge, NY
Lebenthal Global Advisors, LLC
SEC-registered investment adviser · CRD 283303 · SEC 801-110652
At a glance
Lebenthal Global Advisors, LLC is an SEC-registered investment adviser based in Hauppauge, New York, with $972 million in regulatory assets under management as of its Form ADV filed March 12, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 2,385 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 1,586th of 8,915 wealth managers and 5,458th of 17,210 SEC-registered advisers by assets.
Main office 516-785-1800lebenthal.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $972M
- Rank among wealth managers
- #1,586 of 8,915
- Rank among all SEC RIAs
- #5,458 of 17,210
- Rank in New York
- #1,164 of 2,591
- Individual clients
- 2,385
- High-net-worth clients
- 220
- Accounts
- 3,546
- Discretionary
- 98% of AUM
- Employees
- 30
- Advisory staff
- 27
- Offices
- 11
Owners and executives on its Form ADV
- Dominick TavellaPresident, Owner, Managing Member
- Michael A. HartzmanVice President, Owner
- Thomas F. KatovitzChief Compliance Officer
- Michael J. TavellaChief Financial Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Lebenthal Global Advisors, LLC is a hybrid RIA: 14 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Lebenthal Financial Services, Inc..
- Lebenthal Financial Services, Inc. ↗CRD 137988
Its Form ADV brochure (filed March 2026) names Lebenthal Financial Services as the broker-dealer its advisers are registered with.
ons providing investment advice on behalf of our firm are registered representatives with Lebenthal Financial Services, Inc.("LFS") a member of the Financial Industry Regulatory Authority and the Securities Investor Protection Corporation.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 220 | $478M | 49% |
| Individuals | 2,165 | $385M | 40% |
| Pension and profit sharing plans | 80 | $108M | 11% |
Disciplinary disclosures
Lebenthal Global Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Pension consulting
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗lebenthal.com ↗
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The full record on Lebenthal Global Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 3,605 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Lebenthal Global Advisors, LLC manage?
Lebenthal Global Advisors, LLC reports $972 million in regulatory assets under management across 3,546 accounts, 98% of it on a discretionary basis, on its Form ADV filed March 12, 2026.
What kind of firm is Lebenthal Global Advisors, LLC?
Lebenthal Global Advisors, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Lebenthal Global Advisors, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($478 million, 220 clients); individuals ($385 million, 2,165 clients); pension and profit sharing plans ($108 million, 80 clients).
Does Lebenthal Global Advisors, LLC have any disciplinary history?
Lebenthal Global Advisors, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Lebenthal Global Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-12), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →