Financial ADVSR advisor directory · SEC adviser records
Financial advisors in New York City, NY
Every SEC-registered investment adviser representative at a firm office in New York City, with the firms that employ the most of them.
The short answer
195 registered advisors work in New York City; the most are at Charles Schwab & Co., Inc. (89). 28 list the CFP designation and 170 are also registered broker representatives.
Firms with the most advisors in New York City
Advisors in New York City, A to Z
CFP advisors in New York City →- Emma S. AlpaughCharles Schwab & Co., Inc.
- Scott M. AntinCharles Schwab & Co., Inc.
- Maria ArcaroRetirement And Wealth At Alliant, LLC
- Daniela P. ArensdorfCharles Schwab & Co., Inc.
- Thomas A. Badger IIUBS Financial Services Inc.
- Stuart D. BarnettCharles Schwab & Co., Inc.
- Douglas R. BattenCitigroup Global Markets Inc.
- William E. BauerCharles Schwab & Co., Inc.
- Quetzal BaumCitigroup Global Markets Inc.
- Steven J. BeckerCharles Schwab & Co., Inc.
- Anthony BeharryCharles Schwab & Co., Inc.
- Preston B. BlackmanCharles Schwab & Co., Inc. · Certified Financial Planner
- Brooke BlumbergCitigroup Global Markets Inc.
- Nicolas BongiornoStrategic Advisers LLC
- Laura K. BoschettoCharles Schwab & Co., Inc.
- Katherine V. BoucherCitigroup Global Markets Inc.
- Laticia BourneCharles Schwab & Co., Inc.
- John BowenCharles Schwab & Co., Inc.
- Grant R. BradleyCharles Schwab & Co., Inc.
- Maximillian BreierCharles Schwab Investment Management, Inc.
- Mary M. BrezikCharles Schwab & Co., Inc.
- Janee BrowneCharles Schwab & Co., Inc.
- Annie BuiCharles Schwab & Co., Inc.
- Christopher A. BygraveCharles Schwab & Co., Inc.
- Monica P. CalabreseBolton Securities Corporation
- Chad CalazaCharles Schwab & Co., Inc. · Certified Financial Planner
- Brandon R. CamardaCharles Schwab & Co., Inc.
- Joseph M. Cantore IIIHightower Advisors, LLC
- Ronald CappuccioCharles Schwab & Co., Inc.
- Gabriel J. CharneyCharles Schwab & Co., Inc.
- David ChinInternational Assets Investment Management, LLC · Certified Financial Planner
- Michael C. ChiusanoBlackrock Investment Management, LLC
- Valentina CiraoloStrategic Advisers LLC
- Julius H. CombesStrategic Advisers LLC · Certified Financial Planner
- Dominique CooperCharles Schwab & Co., Inc.
- Daniel J. D'EliaCharles Schwab & Co., Inc. · Certified Financial Planner
- Shaunak DagalurCharles Schwab & Co., Inc.
- David De La CruzHsbc Securities (USA) Inc.
- Maurizio DebellisCharles Schwab & Co., Inc.
- Philip J. DecandidoCharles Schwab & Co., Inc.
- Andrew M. DenlerRetirement And Wealth At Alliant, LLC
- Anthony DepalmaUBS Financial Services Inc. · Certified Financial Planner
- Luke A. DerfusCharles Schwab & Co., Inc.
- Daniel T. DevineCharles Schwab & Co., Inc.
- Emma R. DevineCharles Schwab & Co., Inc.
- Frank J. DevitoCharles Schwab & Co., Inc.
- Michael A. DevitoCharles Schwab & Co., Inc.
- Christopher A. DimarcoStrategic Advisers LLC · Certified Financial Planner
- Peter DimitrakopoulosCharles Schwab & Co., Inc.
- Joseph DomatoSchwab Wealth Advisory, Inc.
- Osvaldo DominguezCharles Schwab & Co., Inc.
- Robert K. DrexelCharles Schwab & Co., Inc.
- Mark DunkleyStrategic Advisers LLC
- Nadia D. EgasStrategic Advisers LLC
- Jaquelynne ElliottHsbc Securities (USA) Inc.
- Valeria EspinosaCitigroup Global Markets Inc.
- Juan B. FelizPfs Investments Inc.
- Michael J. FerrugioCharles Schwab & Co., Inc.
- Sam M. FloraCharles Schwab & Co., Inc.
- Jonathan S. GeigerCharles Schwab & Co., Inc.
- Michael D. GibneyModera Wealth Management, LLC · Certified Financial Planner
- Joseph A. GiftCharles Schwab & Co., Inc.
- Grant S. GillanStrategic Advisers LLC
- Christie A. GiovacchiniCharles Schwab & Co., Inc.
- Emerson GomezCitigroup Global Markets Inc.
- Victoria L. GottliebUBS Financial Services Inc.
- Robert J. GrahamCharles Schwab & Co., Inc.
- Matthew V. GraserRetirement And Wealth At Alliant, LLC
- Kurt W. GrunsfeldHightower Advisors, LLC
- Joseph HajjarStrategic Advisers LLC · Certified Financial Planner
- Sion B. HarariJ. Safra Asset Management Corporation
- Jenna M. HarmsCitigroup Global Markets Inc.
- Ivette M. HauserRetirement And Wealth At Alliant, LLC
- Paul A. HernandezCharles Schwab & Co., Inc.
- Sam HerteStrategic Advisers LLC
- Joseph HilzingerStrategic Advisers LLC · Certified Financial Planner, Chartered Financial Consultant
- Kenneth B. HoffmanHightower Advisors, LLC
- Sara HosseiniCitigroup Global Markets Inc.
- Jimmy T. HuangTiaa-Cref Individual & Institutional Services, LLC
- Sara ImburgiaCharles Schwab & Co., Inc. · Certified Financial Planner
- Thomas JardimStrategic Advisers LLC · Certified Financial Planner
- Diego A. Jesam ArceLrz Capital LLC · Chartered Financial Analyst
- Nathan E. JoubertCharles Schwab & Co., Inc.
- Joshua N. KangJ. Safra Asset Management Corporation
- Joseph KaufmanCitigroup Global Markets Inc.
- Wayne S. KaufmanWeathervane Asset Management LLC
- Robert W. KayCharles Schwab & Co., Inc. · Certified Financial Planner
- Jared B. KellerCetera Investment Advisers LLC · Certified Financial Planner
- Aidan A. KellyCharles Schwab & Co., Inc. · Certified Financial Planner
- Carter G. KellyCharles Schwab & Co., Inc.
- Saira KhanCharles Schwab & Co., Inc.
- Jerome M. KleinHightower Advisors, LLC
- Derek G. KleinmanCharles Schwab & Co., Inc. · Certified Financial Planner
- Nolan KostuliasCharles Schwab & Co., Inc. · Certified Financial Planner
- Hannah R. KotlerCharles Schwab & Co., Inc.
- Cenk KozulcaliCharles Schwab & Co., Inc. · Certified Financial Planner
- Matthias P. KuhlmeyHightower Advisors, LLC
- Alexander K. LabibiCitigroup Global Markets Inc.
- Nelson O. LakeCharles Schwab & Co., Inc.
- Christopher LalaCharles Schwab & Co., Inc.
- Christopher LanzilottiCitigroup Global Markets Inc.
- Falk LaubeFreedom Investments, Corp.
- Ashley R. LawwillHightower Advisors, LLC
- Carrie LeeStrategic Advisers LLC
- Charles S. LemonidesValueworks, LLC · Chartered Financial Analyst
- Jason K. LobatoStrategic Advisers LLC
- Adam LowStrategic Advisers LLC
- Richard LowCharles Schwab & Co., Inc.
- Oscar D. LucioCharles Schwab & Co., Inc.
- Shane P. ManziSchwab Wealth Advisory, Inc.
- Jake MarsicoUBS Financial Services Inc.
- Mark M. MartiakCharles Schwab & Co., Inc.
- Lise Christine T. MasonCitigroup Global Markets Inc.
- Mevlan D. MataCharles Schwab & Co., Inc.
- Linoy MathewStrategic Advisers LLC
- Pia MathurHsbc Securities (USA) Inc.
- Wellington Augusto D. MazuttiCitigroup Global Markets Inc.
- James McGovernCharles Schwab & Co., Inc.
- Henry V. McKainCitigroup Global Markets Inc.
- Jordan McKissickCharles Schwab & Co., Inc.
- Arianna M. MeehanCharles Schwab & Co., Inc.
- Julia MendakRetirement And Wealth At Alliant, LLC
- Christopher J. MetterUBS Financial Services Inc.
- Reagan S. MeyerJordan Park Group LLC
- Novaughn F. MillerCharles Schwab & Co., Inc.
- Meghan V. ModafferiStrategic Advisers LLC · Certified Financial Planner
- Michael MoerlerCharles Schwab & Co., Inc.
- Simon E. MoggCitigroup Global Markets Inc.
- Michael J. MontenegroCharles Schwab & Co., Inc.
- Gabriel MoratoJ. Safra Asset Management Corporation
- Donovan A. MorrisCharles Schwab & Co., Inc. · Certified Financial Planner
- Tomasz MuczynskiCharles Schwab & Co., Inc. · Certified Financial Planner
- Robert G. MunleyCharles Schwab & Co., Inc.
- Michael C. MustoCharles Schwab & Co., Inc.
- Joseph M. NaclerioCharles Schwab & Co., Inc.
- David F. NapachPacific Strategic Management, LP
- Samuel NeriCharles Schwab & Co., Inc.
- Nicholas NicajKestra Advisory Services, LLC
- Trey A. NicosiaCharles Schwab & Co., Inc. · Certified Financial Planner
- John P. O'LearyUBS Financial Services Inc.
- Erin L. O'SheaHsbc Securities (USA) Inc.
- Gabrielle A. OlearyUBS Financial Services Inc.
- Jose R. PadillaCharles Schwab & Co., Inc.
- Alex Y. PanRetirement And Wealth At Alliant, LLC
- Denis PaskaCharles Schwab & Co., Inc.
- Sandra PelioCharles Schwab & Co., Inc.
- Adam D. PerryCharles Schwab & Co., Inc.
- Michael F. PicardiFreedom Investments, Corp.
- Michael PirrottaCharles Schwab & Co., Inc.
- Stephen PolingStrategic Advisers LLC
- Derrick V. PommillsCharles Schwab & Co., Inc.
- Joseph B. PowersCharles Schwab & Co., Inc.
- Anthony V. PranzoNew York Financial Avp, LLC
- Cooper J. PriestleyCharles Schwab & Co., Inc.
- Pasquale RagostaCharles Schwab & Co., Inc.
- Evan R. RatnowCitigroup Global Markets Inc.
- Samuel M. ReedCharles Schwab & Co., Inc.
- Mark J. ReismanPelican Bay Asset Management, Inc.
- Gabriela Reyes AlvarengaCharles Schwab & Co., Inc.
- Douglas RichUBS Financial Services Inc.
- Andrew M. RigazioCharles Schwab & Co., Inc.
- Lorianne RivasSchwab Wealth Advisory, Inc. · Certified Financial Planner
- Ryan RobinsonCitigroup Global Markets Inc.
- Edward S. RosenfeldForesight Advisors
- Ira I. RoussoHenley & Company Wealth Management LLC · Certified Financial Planner
- Michael S. RuzhanskyJ. Safra Asset Management Corporation · Certified Financial Planner
- Nicholas G. SaccoCharles Schwab & Co., Inc.
- Andrew SamoriStrategic Advisers LLC
- Vladislav SavenkovStrategic Advisers LLC
- Ashton E. SchumacherCitigroup Global Markets Inc.
- Nicholas P. SicaCharles Schwab & Co., Inc.
- Jason L. SmithHsbc Securities (USA) Inc.
- Jeffrey C. SmithNuveen Asset Management, LLC
- Daniel K. SooTiaa-Cref Individual & Institutional Services, LLC
- Peter SposatoCharles Schwab & Co., Inc.
- Brian M. StiglianoForvis Mazars Wealth Advisors, LLC · Certified Financial Planner
- Jeanne H. SunCitigroup Global Markets Inc.
- Pamela TangHightower Advisors, LLC · Certified Financial Planner
- Sabrina D. TellalianHsbc Securities (USA) Inc.
- Jake TerhuneStrategic Advisers LLC
- Michael G. TobinHightower Advisors, LLC
- Robert J. TrimbleCharles Schwab & Co., Inc. · Certified Financial Planner
- Carolyn R. VaethCharles Schwab & Co., Inc.
- Paul J. ValdesCharles Schwab & Co., Inc.
- Francesca N. Viejo-JaramilloCitigroup Global Markets Inc.
- Scot N. WadeCharles Schwab & Co., Inc.
- Mei WangHsbc Securities (USA) Inc.
- Zi WangFocus Partners Wealth, LLC · Chartered Financial Analyst
- Adam J. WardaCharles Schwab & Co., Inc.
- Theodore P. WeisbergSeaport Asset Management, LLC
- Michael H. WestRetirement And Wealth At Alliant, LLC
- Stephanie C. WhistonWhiston Asset Management
- Kevin WitterscheinHightower Advisors, LLC
- Alexis Rose R. WolffUBS Financial Services Inc.
- Leanne ZmoodCitigroup Global Markets Inc.
Other cities in New York
All of New York →New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217Tarrytown 150Poughkeepsie 128Great Neck 124Rye Brook 123
Questions
How many financial advisors are in New York City, NY?
195 investment adviser representatives are registered at firm offices in New York City, New York, according to the SEC's Investment Adviser Public Disclosure records. 170 of them are also registered as broker representatives, and 28 list the CFP designation.
Which firm has the most financial advisors in New York City?
Charles Schwab & Co., Inc., with 89 registered advisors in New York City, followed by Citigroup Global Markets Inc. with 21.
How do I check a financial advisor in New York City?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.