Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Hsbc Securities (USA) Inc. financial advisors in New York City, NY

Every SEC-registered investment adviser representative at a Hsbc Securities (USA) Inc. office in New York City, A to Z.

The short answer

7 registered advisors work at Hsbc Securities (USA) Inc. in New York City, out of 337 at the firm nationwide; it ranks number 7 in the city by advisors. 0 list the CFP designation and 7 are also registered broker representatives.

Hsbc Securities (USA) Inc. advisors in New York City, A to Z

Every Hsbc Securities (USA) Inc. advisor →

Hsbc Securities (USA) Inc. advisors in every city and state →Hsbc Securities (USA) Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Hsbc Securities (USA) Inc. advisors in other cities

New York, NY 81Miami, FL 36Buffalo, NY 30Beverly Hills, CA 14Brooklyn, NY 13San Francisco, CA 12Fremont, CA 9Bellevue, WA 8New Hyde Park, NY 8Arcadia, CA 7Aventura, FL 7Cupertino, CA 7Irvine, CA 6Seattle, WA 6Tysons, VA 6

Other firms in New York City

All New York City advisors →

Charles Schwab & Co., Inc. 92Citigroup Global Markets Inc. 24Strategic Advisers LLC 15UBS Financial Services Inc. 11Hightower Advisors, LLC 10Retirement And Wealth At Alliant, LLC 8J. Safra Asset Management Corporation 4Schwab Wealth Advisory, Inc. 4

Questions

How many financial advisors does Hsbc Securities (USA) Inc. have in New York City?

7 investment adviser representatives are registered at Hsbc Securities (USA) Inc. offices in New York City, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 337 nationwide. 0 list the CFP designation and 7 are also registered as broker representatives.

Is Hsbc Securities (USA) Inc. one of the largest advisor employers in New York City?

Hsbc Securities (USA) Inc. ranks number 7 in New York City by registered advisors; Charles Schwab & Co., Inc. has the most, with 92.

How do I check a Hsbc Securities (USA) Inc. advisor in New York City?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Hsbc Securities (USA) Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.