Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Hsbc Securities (USA) Inc. financial advisors in Buffalo, NY

Every SEC-registered investment adviser representative at a Hsbc Securities (USA) Inc. office in Buffalo, A to Z.

The short answer

37 registered advisors work at Hsbc Securities (USA) Inc. in Buffalo, out of 337 at the firm nationwide; it ranks number 2 in the city by advisors. 1 list the CFP designation and 37 are also registered broker representatives.

Hsbc Securities (USA) Inc. advisors in Buffalo, A to Z

Every Hsbc Securities (USA) Inc. advisor →

Hsbc Securities (USA) Inc. advisors in other cities

New York, NY 81Miami, FL 36Beverly Hills, CA 14Brooklyn, NY 13San Francisco, CA 12Fremont, CA 9Bellevue, WA 8New Hyde Park, NY 8Arcadia, CA 7Aventura, FL 7Cupertino, CA 7New York City, NY 7Irvine, CA 6Seattle, WA 6Tysons, VA 6

Other firms in Buffalo

All Buffalo advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 44LPL Financial LLC 35UBS Financial Services Inc. 31Park Avenue Securities LLC 20Raymond James Financial Services Advisors, Inc. 19Morgan Stanley 14Cetera Investment Advisers LLC 13Trubee Wealth Advisors, Inc. 13Sandhill Investment Management 11Courier Capital, LLC 10Osaic Wealth, Inc. 10Lawley Retirement Advisors 9

Questions

How many financial advisors does Hsbc Securities (USA) Inc. have in Buffalo?

37 investment adviser representatives are registered at Hsbc Securities (USA) Inc. offices in Buffalo, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 337 nationwide. 1 list the CFP designation and 37 are also registered as broker representatives.

Is Hsbc Securities (USA) Inc. one of the largest advisor employers in Buffalo?

Hsbc Securities (USA) Inc. ranks number 2 in Buffalo by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 44.

How do I check a Hsbc Securities (USA) Inc. advisor in Buffalo?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Hsbc Securities (USA) Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.