Financial ADVSR advisor directory · SEC adviser records
Hsbc Securities (USA) Inc. financial advisors in Fremont, CA
Every SEC-registered investment adviser representative at a Hsbc Securities (USA) Inc. office in Fremont, A to Z.
The short answer
9 registered advisors work at Hsbc Securities (USA) Inc. in Fremont, out of 337 at the firm nationwide; it ranks number 5 in the city by advisors. 1 list the CFP designation and 9 are also registered broker representatives.
Hsbc Securities (USA) Inc. advisors in Fremont, A to Z
Every Hsbc Securities (USA) Inc. advisor →- Thomas A. JaffeAlso a broker rep
- Eric LauAlso a broker rep
- Canji LiangAlso a broker rep
- Luoteng LinAlso a broker rep
- Denise H. LoCertified Financial Planner · Also a broker rep
- Chi Wai PoonChartered Financial Analyst · Also a broker rep
- Denny TsueiAlso a broker rep
- Quentin WongAlso a broker rep
- Quan ZhangAlso a broker rep
Hsbc Securities (USA) Inc. advisors in every city and state →Hsbc Securities (USA) Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →
Hsbc Securities (USA) Inc. advisors in other cities
New York, NY 81Miami, FL 36Buffalo, NY 30Beverly Hills, CA 14Brooklyn, NY 13San Francisco, CA 12Bellevue, WA 8New Hyde Park, NY 8Arcadia, CA 7Aventura, FL 7Cupertino, CA 7New York City, NY 7Irvine, CA 6Seattle, WA 6Tysons, VA 6
Other firms in Fremont
All Fremont advisors →J.P. Morgan Securities LLC 17LPL Financial LLC 17Morling Financial Advisors, LLC 15Strategic Advisers LLC 10Wells Fargo Clearing Services, LLC 8Charles Schwab & Co., Inc. 7Transamerica Financial Advisors, LLC 6Merrill Lynch, Pierce, Fenner & Smith Incorporated 4Pfs Investments Inc. 4Eagle Strategies LLC 3Edward Jones 3Silicon Private Wealth, LLC 3
Questions
How many financial advisors does Hsbc Securities (USA) Inc. have in Fremont?
9 investment adviser representatives are registered at Hsbc Securities (USA) Inc. offices in Fremont, California, according to the SEC's Investment Adviser Public Disclosure records, out of 337 nationwide. 1 list the CFP designation and 9 are also registered as broker representatives.
Is Hsbc Securities (USA) Inc. one of the largest advisor employers in Fremont?
Hsbc Securities (USA) Inc. ranks number 5 in Fremont by registered advisors; J.P. Morgan Securities LLC has the most, with 17.
How do I check a Hsbc Securities (USA) Inc. advisor in Fremont?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Hsbc Securities (USA) Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.