Financial ADVSR advisor directory · SEC adviser records
UBS Financial Services Inc. financial advisors in Buffalo, NY
Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Buffalo, A to Z.
The short answer
27 registered advisors work at UBS Financial Services Inc. in Buffalo, out of 8,475 at the firm nationwide; it ranks number 4 in the city by advisors. 1 list the CFP designation and 27 are also registered broker representatives.
UBS Financial Services Inc. advisors in Buffalo, A to Z
Every UBS Financial Services Inc. advisor →- Pamela A. AgostinelliAlso a broker rep
- Sally A. AllenAlso a broker rep
- Glenn Wyatt W. ArthursAlso a broker rep
- Wyatt R. ArthursCertified Financial Planner · Also a broker rep
- Samantha J. BroasAlso a broker rep
- Adam M. BurnsAlso a broker rep
- Michael C. CarrigAlso a broker rep
- Monica L. CuanAlso a broker rep
- Karyn A. DallasAlso a broker rep
- Jennifer L. DrewniakAlso a broker rep
- Connie L. HerrAlso a broker rep
- Sean T. HowardAlso a broker rep
- Kyle M. KozlowskiAlso a broker rep
- Charles F. Kreiner Jr.Also a broker rep
- Kathleen K. KummAlso a broker rep
- Monica F. LorettoAlso a broker rep
- Christopher F. MalofAlso a broker rep
- Michael V. MessinaAlso a broker rep
- Elena MessuroAlso a broker rep
- James A. MillerAlso a broker rep
- William W. MittlefehldtAlso a broker rep
- James S. S. MunroAlso a broker rep
- Carl E. NagelAlso a broker rep
- Christopher N. ReimerAlso a broker rep
- Derek J. ReinholdAlso a broker rep
- John D. ReinholdAlso a broker rep
- Jennifer M. WalterAlso a broker rep
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UBS Financial Services Inc. advisors in other cities
New York, NY 935Weehawken, NJ 599San Francisco, CA 189Cincinnati, OH 188Houston, TX 186Chicago, IL 173Boston, MA 159Charlotte, NC 147Miami, FL 140Atlanta, GA 137Dallas, TX 137Los Angeles, CA 133Denver, CO 123San Diego, CA 118Coral Gables, FL 115
Other firms in Buffalo
All Buffalo advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 43LPL Financial LLC 35Hsbc Securities (USA) Inc. 30Park Avenue Securities LLC 20Raymond James Financial Services Advisors, Inc. 19Cetera Investment Advisers LLC 15Morgan Stanley 14Trubee Wealth Advisors, Inc. 13Sandhill Investment Management 11Courier Capital, LLC 10Lawley Retirement Advisors 10Osaic Wealth, Inc. 10
Questions
How many financial advisors does UBS Financial Services Inc. have in Buffalo?
27 investment adviser representatives are registered at UBS Financial Services Inc. offices in Buffalo, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 8,475 nationwide. 1 list the CFP designation and 27 are also registered as broker representatives.
Is UBS Financial Services Inc. one of the largest advisor employers in Buffalo?
UBS Financial Services Inc. ranks number 4 in Buffalo by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 43.
How do I check a UBS Financial Services Inc. advisor in Buffalo?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.