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Financial ADVSR advisor directory · SEC adviser records

Schwab Wealth Advisory, Inc. financial advisors in New York City, NY

Every SEC-registered investment adviser representative at a Schwab Wealth Advisory, Inc. office in New York City, A to Z.

The short answer

4 registered advisors work at Schwab Wealth Advisory, Inc. in New York City, out of 1,476 at the firm nationwide; it ranks number 9 in the city by advisors. 1 list the CFP designation and 4 are also registered broker representatives.

Schwab Wealth Advisory, Inc. advisors in New York City, A to Z

Every Schwab Wealth Advisory, Inc. advisor →

Schwab Wealth Advisory, Inc. advisors in every city and state →Schwab Wealth Advisory, Inc.: assets, clients and custodians →Schwab news and advisor moves →Advisor Moves: who changed firms this week →

Schwab Wealth Advisory, Inc. advisors in other cities

Phoenix, AZ 257Lone Tree, CO 204Orlando, FL 188Westlake, TX 177Indianapolis, IN 162San Francisco, CA 75Chicago, IL 31Atlanta, GA 29Austin, TX 20Charlotte, NC 19Jersey City, NJ 19San Diego, CA 19Bellevue, WA 17Tysons Corner, VA 17Edina, MN 15

Other firms in New York City

All New York City advisors →

Charles Schwab & Co., Inc. 92Citigroup Global Markets Inc. 24Strategic Advisers LLC 15UBS Financial Services Inc. 11Hightower Advisors, LLC 10Retirement And Wealth At Alliant, LLC 8Hsbc Securities (USA) Inc. 7J. Safra Asset Management Corporation 4

Questions

How many financial advisors does Schwab Wealth Advisory, Inc. have in New York City?

4 investment adviser representatives are registered at Schwab Wealth Advisory, Inc. offices in New York City, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 1,476 nationwide. 1 list the CFP designation and 4 are also registered as broker representatives.

Is Schwab Wealth Advisory, Inc. one of the largest advisor employers in New York City?

Schwab Wealth Advisory, Inc. ranks number 9 in New York City by registered advisors; Charles Schwab & Co., Inc. has the most, with 92.

How do I check a Schwab Wealth Advisory, Inc. advisor in New York City?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Schwab Wealth Advisory, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.