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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Poughkeepsie, NY

Every SEC-registered investment adviser representative at a firm office in Poughkeepsie, with the firms that employ the most of them.

140 registered advisors work in Poughkeepsie; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (27). 0 list the CFP designation and 122 are also registered broker representatives.

Firms with the most advisors in Poughkeepsie

FirmAdvisors in Poughkeepsie
Merrill Lynch, Pierce, Fenner & Smith Incorporated news27
LPL Financial LLC news14
Ameriprise Financial Services, LLC news11
Equitable Advisors, LLC news10
Morgan Stanley news10
Arax Advisory Partners9
Marshall + Sterling Wealth Advisors, Inc.7
B. Riley Wealth Advisors, Inc.5
Stifel, Nicolaus & Company, Incorporated news5
Commonwealth Financial Network news4
D'Arcangelo Financial Advisors, LLC4
Osaic Institutions, Inc. news4
J.P. Morgan Securities LLC news3
Osaic Wealth, Inc. news3
Pfs Investments Inc.3
Cetera Investment Advisers LLC news2
Charles Schwab & Co., Inc. news2
Newedge Advisors2
Thrivent Investment Management Inc.2
Timm Financial Services2
Brookstone Wealth Advisors, LLC1
Cambridge Investment Research Advisors, Inc. news1
Citizens Securities, Inc.1
Eagle Strategies LLC1
Edward Jones news1

Advisors in Poughkeepsie, A to Z

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Other cities in New York

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New York 16,101Melville 1,285Rochester 967Garden City 805Purchase 764Brooklyn 596Williamsville 496Syracuse 450Albany 411Buffalo 384Pittsford 372Hauppauge 352White Plains 330Cohoes 279Jericho 260Saratoga Springs 253Amherst 247Latham 243Staten Island 243Woodbury 242New York City 202Tarrytown 154Great Neck 132Rye Brook 127

Questions

How many financial advisors are in Poughkeepsie, NY?

140 investment adviser representatives are registered at firm offices in Poughkeepsie, New York, according to the SEC's Investment Adviser Public Disclosure records. 122 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Poughkeepsie?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 27 registered advisors in Poughkeepsie, followed by LPL Financial LLC with 14.

How do I check a financial advisor in Poughkeepsie?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.