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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Long Island City, NY

Every SEC-registered investment adviser representative at a firm office in Long Island City, with the firms that employ the most of them.

The short answer

72 registered advisors work in Long Island City; the most are at Citigroup Global Markets Inc. (42). 2 list the CFP designation and 65 are also registered broker representatives.

Firms with the most advisors in Long Island City

FirmAdvisors in Long Island City
Citigroup Global Markets Inc. news42
J.P. Morgan Securities LLC news4
Neuberger Berman Bd LLC4
MML Investors Services, LLC3
Osaic Wealth, Inc. news2
Ameriprise Financial Services, LLC news1
Apsis Capital Management LLC1
Ardrossan Wealth Management, LLC1
Bluesphere Advisors LLC1
Eckman Wealth Management, LLC1
Eg Capital Management LLC1
Equitable Advisors, LLC news1
Hsbc Securities (USA) Inc.1
Jwk Financial1
Mariner news1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Morgan Stanley news1
New York Life Investment Management LLC1
Rkr Capital Group LLC1
Santander Securities LLC1
Strategic Advisers LLC1
UBS Financial Services Inc. news1

Advisors in Long Island City, A to Z

CFP advisors in Long Island City →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in Long Island City, NY?

72 investment adviser representatives are registered at firm offices in Long Island City, New York, according to the SEC's Investment Adviser Public Disclosure records. 65 of them are also registered as broker representatives, and 2 list the CFP designation.

Which firm has the most financial advisors in Long Island City?

Citigroup Global Markets Inc., with 42 registered advisors in Long Island City, followed by J.P. Morgan Securities LLC with 4.

How do I check a financial advisor in Long Island City?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.